Gain Capital UK Limited

• Principal Place of Business

  Gain Capital UK Limited

  First Floor

  Moor House

  120 London Wall

  London

  City Of London

  EC2Y 5ET

  UNITED KINGDOM

  Phone

  +4402035806000

  Web

  https://www.stonex.com

• Complaints Contact

  First Floor

  Moor House

  120 London Wall

  London

  City Of London

  EC2Y 5ET

  UNITED KINGDOM

  Phone

  +4402035806000

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Angus Jeremy Morgan Campbell

  IRN AXC01542

  • CF26 Customer Trading (19 Feb 2007 to 26 Jul 2007)
• Annie Rebecca Perrin

  IRN ARP01068

  • CF26 Customer Trading (5 Jun 2003 to 14 Nov 2003)
  • CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
• Anoushka Oddette Rayner

  IRN AXR01619

  • CF30 Customer (1 Nov 2007 to 9 Jun 2010)
  • CF26 Customer Trading (26 Mar 2007 to 31 Oct 2007)
• Anthony Edwards

  IRN AXE01073

  • CF30 Customer (5 Feb 2013 to 7 Oct 2013)
• Arthur James Grimley

  IRN AJG01359

  • CF1 Director (7 Sep 2010 to 21 Aug 2012)
• Ashley David Tatham

  IRN ADT01039

  • CF26 Customer Trading (13 Aug 2003 to 31 Oct 2005)
  • CF21 Investment Adviser (1 Dec 2001 to 13 Aug 2003)
  • CF1 Director (1 Dec 2001 to 27 Jun 2002)
• BENJAMIN REGINALD Manners

  IRN BRM01028

  • CF21 Investment Adviser (11 Sep 2002 to 7 Mar 2003)
• Barry Roughan

  IRN BXR01241

  • CF30 Customer (5 Jun 2008 to 8 Dec 2019)
• Benjamin David Gillespie

  IRN BDG01021

  • CF30 Customer (24 Apr 2008 to 29 Jul 2008)
• Benjamin Harry Butterworth

  IRN BHB01010

  • CF26 Customer Trading (22 Oct 2004 to 25 Sep 2005)

• IO com Kereskedelrni és Szolgáltató koríatolt Felelosségú Táraság (no longer appointed)

  FRN 587251 · Appointed 30 Aug 2012 · Until 2 Oct 2013

• Tom Hougaard (no longer appointed)

  FRN 516583 · Appointed 21 Jan 2010 · Until 14 Jul 2011

• PGB Limited (no longer appointed)

  FRN 496584 · Appointed 19 Feb 2009 · Until 19 Jan 2010

No changes recorded yet.