Gain Capital UK Limited

Date authorised
1 April 2013
Companies House
01761813
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Gain Capital UK Limited
    First Floor
    Moor House
    120 London Wall
    London
    City Of London
    EC2Y 5ET
    UNITED KINGDOM
    Phone
    +4402035806000
    Web
    https://www.stonex.com

  • Complaints Contact

    First Floor
    Moor House
    120 London Wall
    London
    City Of London
    EC2Y 5ET
    UNITED KINGDOM
    Phone
    +4402035806000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Tobin James Gladden Utley

    IRN TJU01001

    • CF30 Customer (6 Feb 2013 to 29 Jun 2016)
  • Toby James Lindsay Sheppard

    IRN TJS01071

    • CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2002)
  • Tom Hougaard

    IRN THH01012

    • CF30 Customer (1 Nov 2007 to 25 Feb 2009)
    • CF26 Customer Trading (23 Aug 2002 to 31 Oct 2007)
  • Vanessa Brewster

    IRN VXB01048

    • CF26 Customer Trading (1 Dec 2001 to 13 Sep 2002)
  • Victoria Mears

    IRN VXM01446

    • SMF17 Money Laundering Reporting Officer (MLRO) (23 Oct 2020 to 4 Jun 2021)
    • SMF16 Compliance Oversight (23 Oct 2020 to 4 Jun 2021)
    • CF10 Compliance Oversight (27 Feb 2018 to 3 May 2018)
    • CF11 Money Laundering Reporting (27 Feb 2018 to 3 May 2018)
  • Wardah Bibi Hossen-Umarkhan

    IRN WBH01020

    • CF30 Customer (8 Jan 2009 to 15 Oct 2010)
  • Wendy Joanne Plummer

    IRN WJP01030

    • CF21 Investment Adviser (28 Nov 2002 to 30 Jan 2003)
  • Wendy Margaret Collins

    IRN WXC21147

    • SMF3 Executive Director (4 Feb 2020 to 10 Jul 2020)
  • William Michael Hoad

    IRN WMH01022

    • CF30 Customer (14 Jul 2010 to 9 Dec 2010)
  • Yiltan Ismail

    IRN YXI01011

    • CF30 Customer (1 Nov 2007 to 7 Mar 2011)
    • CF26 Customer Trading (5 Jun 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (13 Nov 2002 to 5 Jun 2003)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.