G10 Capital Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
4th Floor3 More London RiversideLondonSE1 2AQUNITED KINGDOM- Phone
- +442073975450
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Complaints Contact
4th Floor, 3 More London RiversideLondonSouthwarkSE1 2AQUNITED KINGDOM- Phone
- +442073975450
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Eligible Counterparty, Professional, Retail (Investment)
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Carbon Auction Bidding
For Eligible Counterparty, Professional, Retail (Emissions), Emissions Auction Product
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Stockbroking
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Private Investment Funds
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Manages Your Portfolio
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Ivelina Dimitrova Green
IRN IXM01341
- [FCA CF] Client dealing (12 Sep 2022 to 24 Jan 2023)
- CF30 Customer (18 Aug 2022 to 24 Jan 2023)
- CF4 Partner (AR) (18 Aug 2022 to 24 Jan 2023)
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JONATHAN DAVID PATTERSON
IRN JDP01160
- CF4 Partner (AR) (14 Aug 2018 to 30 Sep 2019)
- CF30 Customer (14 Aug 2018 to 30 Sep 2019)
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Jack Benjamin Ellams McWhinnie
IRN JXM01452
- CF30 Customer (21 Aug 2023 to 2 Jul 2025)
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Jack Cemlyn Edmondson
IRN JCE01017
- CF30 Customer (2 Feb 2023 to 1 Mar 2023)
- CF4 Partner (AR) (2 Feb 2023 to 1 Mar 2023)
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Jack Stuart Thoms
IRN JST01046
- CF30 Customer (18 Mar 2024 to 4 Sep 2025)
- CF1 Director (AR) (18 Mar 2024 to 4 Sep 2025)
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Jaime De Borbon Dos Sicilias
IRN JXD00619
- CF30 Customer (8 Jul 2022 to 31 May 2023)
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Jaime Fernandez-Rubies
IRN JXF01680
- CF30 Customer (18 Nov 2020 to 29 Oct 2024)
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James Andrew Carter Pointon
IRN JAP01209
- CF1 Director (AR) (30 Jun 2023 to 25 Jan 2024)
- CF30 Customer (30 Jun 2023 to 25 Jan 2024)
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James Daniel Weeks
IRN JDW01220
- CF1 Director (AR) (8 May 2018 to 31 Jul 2018)
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James Dobler
IRN JXD02559
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Jul 2021)
- CF11 Money Laundering Reporting (25 Jul 2019 to 8 Dec 2019)
- CF30 Customer (23 May 2018 to 8 Dec 2019)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Steel Road Capital UK Ltd (no longer appointed)
FRN 806682 · Appointed 7 Oct 2021 · Until 31 Jan 2023
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AURA SUSTAINABLE CAPITAL INVESTMENTS LTD (no longer appointed)
FRN 956921 · Appointed 15 Aug 2021 · Until 6 Oct 2022
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Rudius Management (UK) Limited (no longer appointed)
FRN 956336 · Appointed 7 Aug 2021 · Until 3 Oct 2022
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La Mancha Resource Capital LLP (no longer appointed)
FRN 955227 · Appointed 21 Jul 2021 · Until 2 May 2023
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Beaufort Commodities LLP (no longer appointed)
FRN 954059 · Appointed 2 Jul 2021 · Until 30 May 2025
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Augusta Ventures Limited (no longer appointed)
FRN 953613 · Appointed 25 Jun 2021 · Until 3 Nov 2021
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.