James Dobler

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Foresight Group LLP

    FRN 198020

    • [FCA CF] Manager of certification employee (since 14 Oct 2024)
    • [FCA CF] Significant management (since 14 Oct 2024)
  • Sapia Partners LLP (no longer approved here)

    FRN 550103

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Jul 2021)
    • CF11 Money Laundering Reporting (25 Jul 2019 to 8 Dec 2019)
  • G10 Capital Limited (no longer approved here)

    FRN 648953

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Jul 2021)
    • CF11 Money Laundering Reporting (25 Jul 2019 to 8 Dec 2019)
    • CF30 Customer (23 May 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.