G10 Capital Limited

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FRN: 648953
Date authorised: 19 March 2015
Companies House: 09224491
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

4th Floor

3 More London Riverside

London

SE1 2AQ

UNITED KINGDOM

Phone

+442073975450

Web

https://iqeq.com/legal-disclosures-g10/
Complaints Contact

4th Floor, 3 More London Riverside

London

Southwark

SE1 2AQ

UNITED KINGDOM

Phone

+442073975450

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Eligible Counterparty, Professional, Retail (Investment)
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Carbon Auction Bidding

For Eligible Counterparty, Professional, Retail (Emissions), Emissions Auction Product
Stockbroking

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Private Investment Funds
Manages Your Portfolio

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Timothy Edward Noonan II
IRN TEN01011
- CF30 Customer (28 Jan 2016 to 3 Oct 2016)
Timothy John Marchant
IRN TJM01189
- CF30 Customer (26 Feb 2018 to 18 Dec 2018)
- CF1 Director (AR) (26 Feb 2018 to 18 Dec 2018)
Timothy John Norton Battye
IRN TXB00343
- CF1 Director (AR) (9 Jun 2022 to 21 Oct 2022)
Timothy Keating
IRN TXK00113
- CF30 Customer (20 Jul 2021 to 9 Sep 2025)
- CF1 Director (AR) (20 Jul 2021 to 24 Dec 2025)
Timothy Michael James
IRN TXJ01082
- CF30 Customer (7 Nov 2017 to 29 Oct 2018)
- CF1 Director (AR) (7 Nov 2017 to 29 Oct 2018)
Tobias Wagner
IRN TXW00161
- CF30 Customer (25 Oct 2021 to 6 Sep 2022)
- CF2 Non Executive Director (AR) (25 Oct 2021 to 6 Sep 2022)
Tom Barnaby James Anderson
IRN TXA01060
- CF4 Partner (AR) (31 Mar 2017 to 21 Mar 2018)
- CF30 Customer (31 Mar 2017 to 21 Mar 2018)
Tom Henry George Dedman
IRN THD01024
- CF30 Customer (4 Sep 2023 to 16 Dec 2024)
Torben Thord Thordsen
IRN TTT01000
- CF30 Customer (6 Jan 2016 to 3 Oct 2016)
- CF4 Partner (AR) (6 Jan 2016 to 3 Oct 2016)
Troy Antony Weeks
IRN TXW00294
- CF1 Director (AR) (since 9 Aug 2023)
- CF30 Customer (since 9 Aug 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

DARK STAR ASSET MANAGEMENT LIMITED (no longer appointed)
FRN 975270 · Appointed 6 May 2022 · Until 30 Jun 2023
Pearlstone Alternative (UK) LLP (no longer appointed)
FRN 974827 · Appointed 28 Apr 2022 · Until 24 Jan 2023
Emphatiq Ltd (no longer appointed)
FRN 973239 · Appointed 31 Mar 2022 · Until 11 Feb 2026
Molten Ventures Advisors Limited (no longer appointed)
FRN 971997 · Appointed 14 Mar 2022 · Until 18 Jan 2023
Plural UK Management Limited (no longer appointed)
FRN 971721 · Appointed 10 Mar 2022 · Until 3 Apr 2024
Y Tree Limited (no longer appointed)
FRN 799043 · Appointed 23 Feb 2022 · Until 17 Jan 2023
401 Capital Ltd (no longer appointed)
FRN 970219 · Appointed 18 Feb 2022 · Until 21 Oct 2022
VALINVEST RE LLP (no longer appointed)
FRN 969929 · Appointed 17 Feb 2022 · Until 1 May 2024
Taamal Capital Ltd (no longer appointed)
FRN 964009 · Appointed 12 Nov 2021 · Until 20 Dec 2022
Central Ridge Partners LLP (no longer appointed)
FRN 961023 · Appointed 22 Oct 2021 · Until 31 Mar 2023

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.