Tom Barnaby James Anderson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

NTM Capital LLP
FRN 742319
- SMF27 Partner (since 9 Dec 2019)
- CF10a CASS Oversight function (1 Sep 2016 to 15 Oct 2019)
- CF10 Compliance Oversight (1 Sep 2016 to 15 Oct 2019)
- CF30 Customer (1 Sep 2016 to 8 Dec 2019)
- CF4 Partner (1 Sep 2016 to 8 Dec 2019)
- CF11 Money Laundering Reporting (1 Sep 2016 to 15 Oct 2019)
G10 Capital Limited (no longer approved here)
FRN 648953
- CF4 Partner (AR) (31 Mar 2017 to 21 Mar 2018)
- CF30 Customer (31 Mar 2017 to 21 Mar 2018)
The Fund Incubator Limited (no longer approved here)
FRN 208716
- CF30 Customer (5 Feb 2016 to 27 Sep 2016)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF21 Investment Adviser (1 Dec 2001 to 19 Dec 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.