Date authorised
19 March 2015
Companies House
09224491
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    3 More London Riverside
    London
    SE1 2AQ
    UNITED KINGDOM
    Phone
    +442073975450
  • Complaints Contact

    4th Floor, 3 More London Riverside
    London
    Southwark
    SE1 2AQ
    UNITED KINGDOM
    Phone
    +442073975450

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Carbon Auction Bidding

    For Eligible Counterparty, Professional, Retail (Emissions), Emissions Auction Product

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Geetanjali Ramanathan

    IRN GXR01458

    • CF1 Director (AR) (28 Sep 2022 to 9 Jan 2026)
    • CF30 Customer (28 Sep 2022 to 9 Jan 2026)
  • George Lincoln Duffield

    IRN GLD01028

    • CF1 Director (AR) (1 Feb 2022 to 9 Apr 2026)
  • Georges Duponcheele

    IRN GXD01206

    • CF1 Director (AR) (6 Sep 2017 to 27 Dec 2019)
    • CF30 Customer (6 Sep 2017 to 27 Dec 2019)
  • Gerard De Hert

    IRN GXD00211

    • CF30 Customer (15 Sep 2021 to 2 May 2023)
    • CF4 Partner (AR) (15 Sep 2021 to 2 May 2023)
  • Gerhard Stefan Grueter

    IRN GSG01027

    • SMF3 Executive Director (9 Dec 2019 to 27 Aug 2020)
    • CF30 Customer (1 Aug 2017 to 8 Dec 2019)
    • CF1 Director (19 Mar 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (19 Mar 2015 to 5 Sep 2017)
  • Giles Sarson

    IRN GES01019

    • [FCA CF] Client dealing (9 Dec 2019 to 21 Jan 2022)
    • CF4 Partner (AR) (30 Aug 2019 to 21 Jan 2022)
    • CF30 Customer (30 Aug 2019 to 21 Jan 2022)
  • Gillian Margaret Dobbin

    IRN GMD01104

    • CF30 Customer (14 Dec 2020 to 30 May 2025)
  • Giulio Vietti

    IRN GXV01216

    • CF1 Director (AR) (15 Sep 2023 to 15 Oct 2024)
  • Glen Halley

    IRN GXH01308

    • CF30 Customer (31 May 2018 to 29 Oct 2019)
  • Glenn Robert Tucker Jr

    IRN GXT00258

    • CF1 Director (AR) (25 Jan 2024 to 30 Nov 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.