Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • G10 Capital Limited (no longer approved here)

    FRN 648953

    • [FCA CF] Client dealing (9 Dec 2019 to 21 Jan 2022)
    • CF30 Customer (30 Aug 2019 to 21 Jan 2022)
    • CF4 Partner (AR) (30 Aug 2019 to 21 Jan 2022)
  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • CF30 Customer (1 Nov 2007 to 2 Oct 2008)
    • CF21 Investment Adviser (1 Oct 2005 to 31 Oct 2007)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (1 Dec 2001 to 6 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.