G10 Capital Limited

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FRN: 648953
Date authorised: 19 March 2015
Companies House: 09224491
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

4th Floor

3 More London Riverside

London

SE1 2AQ

UNITED KINGDOM

Phone

+442073975450

Web

https://iqeq.com/legal-disclosures-g10/
Complaints Contact

4th Floor, 3 More London Riverside

London

Southwark

SE1 2AQ

UNITED KINGDOM

Phone

+442073975450

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Eligible Counterparty, Professional, Retail (Investment)
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Carbon Auction Bidding

For Eligible Counterparty, Professional, Retail (Emissions), Emissions Auction Product
Stockbroking

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Private Investment Funds
Manages Your Portfolio

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Desmond McGowan
IRN DXM01177
- CF1 Director (AR) (since 30 Apr 2025)
Dhaval Mistry
IRN DXM03004
- CF30 Customer (30 May 2018 to 19 Jun 2018)
Dimitrios Mislis
IRN DXM00855
- CF1 Director (AR) (29 Mar 2023 to 19 Dec 2025)
Dominic Andrew White
IRN DAW01214
- CF1 Director (AR) (7 Nov 2017 to 29 Oct 2018)
- CF30 Customer (7 Nov 2017 to 29 Oct 2018)
Dominic Grimard
IRN DXG00503
- CF1 Director (AR) (19 Nov 2023 to 14 Mar 2024)
Dominic Lewis Williams
IRN DLW01074
- [FCA CF] Material risk taker (since 28 Apr 2025)
- [FCA CF] Client dealing (since 5 Jul 2024)
Dorian Marc Cameron
IRN DMC01245
- CF30 Customer (31 May 2018 to 10 May 2019)
- CF11 Money Laundering Reporting (5 Sep 2017 to 10 May 2019)
Drew Jonathan McNeil
IRN DJM01262
- CF30 Customer (1 Nov 2016 to 28 Feb 2019)
- CF1 Director (AR) (1 Nov 2016 to 28 Feb 2019)
Duncan Charles Eades Walker
IRN DCW01131
- CF30 Customer (7 Nov 2017 to 29 Oct 2018)
Eduardo Cesar Monteiro
IRN ECM01032
- CF4 Partner (AR) (13 Oct 2021 to 14 Sep 2022)
- CF30 Customer (7 Dec 2020 to 14 Sep 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Continuum Asymmetric LLP (no longer appointed)
FRN 814553 · Appointed 23 Jul 2018 · Until 30 Sep 2019
Buttermere Capital Limited (no longer appointed)
FRN 810521 · Appointed 1 Jun 2018 · Until 28 Feb 2025
Paraconic Technologies Limited (no longer appointed)
FRN 810497 · Appointed 1 Jun 2018 · Until 7 Aug 2019
Titan Capital Management Ltd (no longer appointed)
FRN 806463 · Appointed 13 Apr 2018 · Until 3 Jan 2020
Optimum Point Capital LLP (no longer appointed)
FRN 803742 · Appointed 9 Mar 2018 · Until 5 Jul 2018
Bayforest Capital Limited (no longer appointed)
FRN 801693 · Appointed 14 Feb 2018 · Until 13 May 2021
Oversee Capital Limited (no longer appointed)
FRN 799961 · Appointed 29 Jan 2018 · Until 19 Dec 2018
Builders Union LLP (no longer appointed)
FRN 800066 · Appointed 29 Jan 2018 · Until 4 Sep 2018
K&C REIT PLC (no longer appointed)
FRN 792533 · Appointed 26 Oct 2017 · Until 30 Oct 2018
IBEX CAPITAL LLP (no longer appointed)
FRN 788458 · Appointed 8 Sep 2017 · Until 4 Jan 2018

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.