Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (1 Mar 2019 to 8 Dec 2019)
    • CF1 Director (1 Mar 2019 to 8 Dec 2019)
  • G10 Capital Limited (no longer approved here)

    FRN 648953

    • CF1 Director (AR) (1 Nov 2016 to 28 Feb 2019)
    • CF30 Customer (1 Nov 2016 to 28 Feb 2019)
  • Wren Investment Office Limited (no longer approved here)

    FRN 759585

    • Employed By (1 Nov 2016 to 1 Mar 2019)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • CF27 Investment Management (31 Jul 2002 to 31 Dec 2004)
    • CF21 Investment Adviser (31 Jul 2002 to 31 Dec 2004)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2004)
    • CF27 Investment Management (1 Dec 2001 to 31 Dec 2004)
  • SCHRODER & CO. LIMITED (no longer approved here)

    FRN 144206

    • CF27 Investment Management (1 Dec 2001 to 31 Dec 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.