G & S INVESTMENT & MORTGAGES LIMITED

Companies House
07041695
Last scraped
15 hours ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Equinox House
    2 Simonside Drive
    Morpeth
    Northumberland
    NE65 8BQ
    UNITED KINGDOM
    Phone
    +441665570499

  • Complaints Contact

    Equinox House
    2 Simonside Drive
    Morpeth
    Northumberland
    NE65 8BQ
    UNITED KINGDOM
    Phone
    +441665570499

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Charles Gemmill

    IRN ACG00004

    • (13)4. Giving personal recommendations on retail investment products which are not broker funds
    • (2)Responsible for Insurance Distribution (9 Dec 2019 to 7 May 2026)
    • (10)[FCA CF] Client dealing (9 Dec 2019 to 7 May 2026)
    • (12)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 May 2026)
    • (4)SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 May 2026)
    • (5)SMF16 Compliance Oversight (9 Dec 2019 to 7 May 2026)
    • (6)SMF3 Executive Director (9 Dec 2019 to 7 May 2026)
    • (7)CF30 Customer (4 Aug 2010 to 8 Dec 2019)
    • (8)CF11 Money Laundering Reporting (4 Aug 2010 to 8 Dec 2019)
    • (3)Responsible for Insurance Mediation (4 Aug 2010 to 30 Sep 2018)
    • (9)CF10 Compliance Oversight (4 Aug 2010 to 8 Dec 2019)
    • (11)CF1 Director (4 Aug 2010 to 8 Dec 2019)
  • Allan John Yates

    IRN AXY00063

    • (1)[FCA CF] Functions requiring qualifications (10 Jan 2022 to 21 Jul 2022)
  • Sandra Gemmill

    IRN SXS01929

    • (14)SMF3 Executive Director (9 Dec 2019 to 7 May 2026)
    • (15)CF1 Director (4 Aug 2010 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (15)CF1 Director

  2. controlled function added: (14)SMF3 Executive Director

  3. controlled function added: (13)4. Giving personal recommendations on retail investment products which are not broker funds

  4. controlled function added: (12)[FCA CF] Functions requiring qualifications

  5. controlled function added: (11)CF1 Director

  6. controlled function added: (10)[FCA CF] Client dealing

  7. controlled function added: (9)CF10 Compliance Oversight

  8. controlled function added: (8)CF11 Money Laundering Reporting

  9. controlled function added: (7)CF30 Customer

  10. controlled function added: (6)SMF3 Executive Director

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