Alan Charles Gemmill

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • G & S INVESTMENT & MORTGAGES LIMITED

    FRN 516222

    • (13)4. Giving personal recommendations on retail investment products which are not broker funds
    • (12)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 May 2026)
    • (4)SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 May 2026)
    • (5)SMF16 Compliance Oversight (9 Dec 2019 to 7 May 2026)
    • (6)SMF3 Executive Director (9 Dec 2019 to 7 May 2026)
    • (10)[FCA CF] Client dealing (9 Dec 2019 to 7 May 2026)
    • (2)Responsible for Insurance Distribution (9 Dec 2019 to 7 May 2026)
    • (11)CF1 Director (4 Aug 2010 to 8 Dec 2019)
    • (9)CF10 Compliance Oversight (4 Aug 2010 to 8 Dec 2019)
    • (3)Responsible for Insurance Mediation (4 Aug 2010 to 30 Sep 2018)
    • (7)CF30 Customer (4 Aug 2010 to 8 Dec 2019)
    • (8)CF11 Money Laundering Reporting (4 Aug 2010 to 8 Dec 2019)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Jan 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 7 Jan 2020)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: [FCA CF] Functions requiring qualifications at G & S INVESTMENT & MORTGAGES LIMITED

  2. controlled function removed: 4. Giving personal recommendations on retail investment products which are not broker funds at G & S INVESTMENT & MORTGAGES LIMITED

  3. controlled function removed: Responsible for Insurance Distribution at G & S INVESTMENT & MORTGAGES LIMITED

  4. controlled function removed: SMF17 Money Laundering Reporting Officer (MLRO) at G & S INVESTMENT & MORTGAGES LIMITED

  5. controlled function removed: SMF16 Compliance Oversight at G & S INVESTMENT & MORTGAGES LIMITED

  6. controlled function removed: SMF3 Executive Director at G & S INVESTMENT & MORTGAGES LIMITED

  7. controlled function removed: [FCA CF] Client dealing at G & S INVESTMENT & MORTGAGES LIMITED

  8. controlled function added: (2)Responsible for Insurance Distribution at G & S INVESTMENT & MORTGAGES LIMITED

  9. controlled function added: (3)Responsible for Insurance Mediation at G & S INVESTMENT & MORTGAGES LIMITED

  10. controlled function added: (4)SMF17 Money Laundering Reporting Officer (MLRO) at G & S INVESTMENT & MORTGAGES LIMITED

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