Date authorised
1 April 2013
Companies House
06925128
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    80 Coleman Street
    City Of London
    EC2R 5BJ
    UNITED KINGDOM
    Phone
    +442077769720
  • Complaints Contact

    80 Coleman Street
    City Of London
    EC2R 5BJ
    UNITED KINGDOM
    Phone
    +442077769723

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Martin Robert Couper

    IRN MRC01181

    • CF10a CASS Oversight function (1 Mar 2013 to 9 Jan 2014)
    • CF11 Money Laundering Reporting (1 Mar 2011 to 15 Oct 2012)
    • CF10 Compliance Oversight (1 Mar 2011 to 15 Oct 2012)
    • CF1 Director (10 Sep 2010 to 25 Jun 2012)
    • CF3 Chief Executive (10 Sep 2010 to 25 Jun 2012)
  • Michalis Pieridis

    IRN MXP02084

    • CF30 Customer (4 May 2012 to 31 Jul 2014)
  • Nicholas Charles Beecroft

    IRN NCB01039

    • CF2 Non Executive Director (30 Sep 2016 to 1 Sep 2017)
  • Oleksandr Shulman

    IRN OXS00050

    • [FCA CF] Significant management (1 Apr 2021 to 13 Mar 2023)
  • Olga Arora

    IRN OXS01191

    • CF10a CASS Oversight function (7 Apr 2014 to 10 Jun 2016)
  • Osama Raja

    IRN OXR01059

    • CF10a CASS Oversight function (4 May 2012 to 4 Jun 2012)
  • Paolo Massimo Broccardo

    IRN PXB00803

    • SMF16 Compliance Oversight (since 1 Jan 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Jan 2026)
  • Pavlos Argyrou

    IRN PXA01439

    • SMF3 Executive Director (19 Oct 2022 to 11 Apr 2023)
  • Peter Walter Aust

    IRN PXA00147

    • [FCA CF] Significant management (since 1 Apr 2021)
  • Rui Manuel Marques Cravo

    IRN RMC01164

    • CF11 Money Laundering Reporting (8 Mar 2019 to 2 Aug 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.