Date authorised
1 May 2014
Companies House
07981993
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Llys Amaeth
    Plas Gogerddan
    Penrhyncoch
    Aberystwyth
    SY23 3BT
    UNITED KINGDOM
    Phone
    +441970820820
  • Complaints Contact

    Llys Amaeth
    Plas Gogerddan
    Penrhyncoch
    Aberystwyth
    Ceredigion
    SY23 3BT
    UNITED KINGDOM
    Phone
    +441970820820

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Emily Kate Williams-Davies

    IRN EXW00258

    • Director of firm who is not a certification employee or a SMF manager (since 23 Oct 2023)
  • Guto ap Owain Bebb

    IRN GXB55246

    • Responsible for Insurance Distribution (since 13 Jul 2020)
    • SMF3 Executive Director (since 16 Jun 2020)
  • Ian Rickman

    IRN IXR34854

    • Director of firm who is not a certification employee or a SMF manager (24 Feb 2020 to 5 Sep 2023)
  • Karen Dawn Royles

    IRN KXR00360

    • SMF3 Executive Director (since 28 Oct 2024)
  • Kenneth David Isherwood

    IRN KDI01001

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Oct 2025)
    • CF2 Non Executive Director (5 Jun 2014 to 8 Dec 2019)
  • Louise Coulton

    IRN LXC01583

    • Director of firm who is not a certification employee or a SMF manager (since 18 Feb 2021)
  • Paul Jameson

    IRN PXJ26899

    • Director of firm who is not a certification employee or a SMF manager (since 31 Oct 2025)
  • Roger Ernest Van Praet

    IRN REV01013

    • Director of firm who is not a certification employee or a SMF manager (since 1 Feb 2021)
    • SMF3 Executive Director (9 Dec 2019 to 3 Jul 2020)
    • Responsible for Insurance Distribution (30 Jan 2019 to 3 Jul 2020)
    • CF1 Director (1 May 2014 to 8 Dec 2019)
  • Simon Andrew Longworth

    IRN SAL01172

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (5 Apr 2018 to 8 Dec 2019)
  • Thomas Hugh Jones

    IRN THJ01019

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 3 Mar 2023)
    • CF2 Non Executive Director (4 Jun 2014 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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