Date authorised
1 May 2014
Companies House
07981993
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Llys Amaeth
    Plas Gogerddan
    Penrhyncoch
    Aberystwyth
    SY23 3BT
    UNITED KINGDOM
    Phone
    +441970820820
  • Complaints Contact

    Llys Amaeth
    Plas Gogerddan
    Penrhyncoch
    Aberystwyth
    Ceredigion
    SY23 3BT
    UNITED KINGDOM
    Phone
    +441970820820

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Wyn Lewis

    IRN WXL01067

    • [FCA CF] CASS oversight function (since 10 Dec 2019)
    • CF1 Director (1 May 2014 to 8 Aug 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.