Date authorised
1 May 2014
Companies House
07981993
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Llys Amaeth
    Plas Gogerddan
    Penrhyncoch
    Aberystwyth
    SY23 3BT
    UNITED KINGDOM
    Phone
    +441970820820
  • Complaints Contact

    Llys Amaeth
    Plas Gogerddan
    Penrhyncoch
    Aberystwyth
    Ceredigion
    SY23 3BT
    UNITED KINGDOM
    Phone
    +441970820820

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian Mark Roberts

    IRN AMR01123

    • Responsible for Insurance Distribution (1 Oct 2018 to 30 Jan 2019)
    • CF1 Director (1 May 2014 to 31 Jan 2019)
    • Responsible for Insurance Mediation (1 May 2014 to 30 Sep 2018)
  • Alan Bradley Tate-Smith

    IRN ABT01028

    • CF1 Director (AR) (since 23 Jan 2026)
  • Ann Beynon

    IRN AXB03993

    • SMF9 Chair of the Governing Body (since 3 Mar 2023)
    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (27 Jan 2017 to 8 Dec 2019)
  • Anthony Succamore

    IRN AXS00269

    • SMF3 Executive Director (20 Sep 2021 to 23 Mar 2022)
  • Cameron Mark Thomas

    IRN CXT00468

    • CF1 Director (AR) (since 20 May 2024)
  • Christopher Andrew Jones

    IRN CXJ00358

    • CF1 Director (AR) (since 24 Mar 2026)
  • David Alan Davies

    IRN DXD08087

    • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2020)
    • CF29 Significant management (21 Nov 2018 to 8 Dec 2019)
  • David Frank Lush

    IRN DFL01023

    • SMF3 Executive Director (9 Dec 2019 to 9 Dec 2019)
    • CF1 Director (27 Jul 2016 to 8 Dec 2019)
  • David Parker

    IRN DXP01860

    • CF1 Director (20 Jun 2014 to 30 Jun 2018)
  • David Thomas Miles

    IRN DXM00944

    • Director of firm who is not a certification employee or a SMF manager (since 5 Sep 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.