FUTURES ASSURED LIMITED

• Principal Place of Business

  Futures Assured

  Banners Buildings

  620 Attercliffe Road

  Sheffield

  S9 3QS

  UNITED KINGDOM

  Phone

  +4401142421818

  Web

  https://www.futuresassured.co.uk

• Complaints Contact

  Futures Assured

  Banners Buildings

  620 Attercliffe Road

  Sheffield

  S9 3QS

  UNITED KINGDOM

  Phone

  +4401142421818

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Personal pension scheme, Stakeholder pension scheme

  Show 1 limitation Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · This permission is limited to debt counselling which is provided in connection with investment advice and advice on buy to let mortgages .

• Consumer Loans

  Show 2 limitations Hide limitations

  • · Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement
  • · Limited to lending that is in connection with the repayment of fees which are only for ongoing services or regular premiums

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Raymond Andrew Morton

  IRN RAM00047

  • CF30 Customer (18 Oct 2010 to 30 Nov 2012)
• Robert Hardie Pearson

  IRN RHP00014

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2020)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2020)
  • CF30 Customer (25 Jan 2012 to 21 Dec 2012)
• Simon Peter Hulme

  IRN SPH00035

  • CF30 Customer (6 Feb 2012 to 22 Nov 2012)
• Steven Peter Bonell

  IRN SPB00010

  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [PRA CF] Key function holder (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF16 Compliance Oversight (9 Dec 2019 to 4 Nov 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 4 Nov 2024)
  • SMF3 Executive Director (9 Dec 2019 to 4 Nov 2024)
  • Responsible for Insurance Distribution (1 Oct 2018 to 4 Nov 2024)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 4 Nov 2024)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF10 Compliance Oversight (3 Jan 2006 to 8 Dec 2019)
  • Responsible for Insurance Mediation (3 Jan 2006 to 30 Sep 2018)
  • CF1 Director (3 Jan 2006 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (3 Jan 2006 to 31 Mar 2009)
  • CF21 Investment Adviser (3 Jan 2006 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (3 Jan 2006 to 8 Dec 2019)
• Stuart Barnes

  IRN SXB00061

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (27 Sep 2013 to 8 Dec 2019)
• Terence Jackson Wheatcroft

  IRN TJW00005

  • CF30 Customer (1 Nov 2007 to 30 Nov 2012)
  • CF21 Investment Adviser (3 Jan 2006 to 31 Oct 2007)
• Terry Topley

  IRN TXT00006

  • CF30 Customer (1 Nov 2007 to 31 Dec 2008)
  • CF21 Investment Adviser (3 Jan 2006 to 31 Oct 2007)
• Thomas Andrew Kelly

  IRN TAK00002

  • CF30 Customer (1 Nov 2007 to 9 Aug 2010)
  • CF21 Investment Adviser (3 Jan 2006 to 31 Oct 2007)

• Avanti Mortgages (no longer appointed)

  FRN 554814 · Appointed 1 Jul 2011 · Until 25 Mar 2013

• Fast Finance UK Ltd (no longer appointed)

  FRN 531825 · Appointed 17 Sep 2010 · Until 20 Sep 2016

No changes recorded yet.