Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Emlyn Hughes House
    Abbey Road
    Barrow-in-Furness
    Cumbria
    LA14 5PQ
    UNITED KINGDOM
    Phone
    +4401229824560
  • Complaints Contact

    Emlyn Hughes House
    Abbey Road
    Barrow-in-Furness
    Cumbria
    LA14 5PQ
    UNITED KINGDOM
    Phone
    +4401229824560

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Martin James Cutbill

    IRN MJC01334

    • CF1 Director (1 Oct 2012 to 30 Jun 2014)
  • Matthew Jon Dobson

    IRN MJD01443

    • SMF2 Chief Finance (21 Nov 2016 to 24 Sep 2019)
  • Michael Hart

    IRN MXH01412

    • CF2 Non Executive Director (1 Dec 2001 to 21 Apr 2008)
  • Michael Terence Kirsch

    IRN MTK01011

    • SMF1 Chief Executive (11 Aug 2016 to 7 Apr 2017)
    • Responsible for Insurance Mediation (11 Aug 2016 to 7 Apr 2017)
    • Responsibility for MCD Intermediation (11 Aug 2016 to 7 Apr 2017)
  • Michelle Lesley Penrice-Mowbray

    IRN MXP48158

    • [FCA CF] Manager of certification employee (10 Jan 2017 to 23 Aug 2019)
  • NICHOLAS JOHN PALMER GOWER

    IRN NJG01155

    • SMF14 Senior Independent Director (2 Jul 2018 to 23 Apr 2024)
    • SMF11 Chair of the Audit Committee (7 Mar 2016 to 23 Apr 2024)
    • CF2 Non Executive Director (9 May 2014 to 6 Mar 2016)
  • Nigel Anthony Quinton

    IRN NAQ01003

    • SMF1 Chief Executive (7 Mar 2016 to 29 Mar 2016)
    • Responsible for Insurance Mediation (17 Oct 2011 to 29 Mar 2016)
    • CF3 Chief Executive (17 Oct 2011 to 6 Mar 2016)
    • CF1 Director (17 Oct 2011 to 6 Mar 2016)
  • Pamela Adele Mawson

    IRN PAM01224

    • SMF24 Chief Operations (since 26 Mar 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Mar 2016)
    • SMF16 Compliance Oversight (7 Mar 2016 to 6 Oct 2022)
    • SMF4 Chief Risk (7 Mar 2016 to 23 Mar 2021)
    • CF10 Compliance Oversight (3 Jul 2015 to 6 Mar 2016)
    • CF28 Systems and controls (3 Jul 2015 to 6 Mar 2016)
    • CF11 Money Laundering Reporting (23 Jan 2007 to 6 Mar 2016)
  • Paul Evans

    IRN PXE01072

    • CF10 Compliance Oversight (1 Dec 2001 to 4 Apr 2006)
  • Paul Trevor Gittins

    IRN PTG01027

    • SMF2 Chief Finance (7 Mar 2016 to 30 Sep 2016)
    • CF28 Systems and controls (4 Feb 2016 to 6 Mar 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.