Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Emlyn Hughes House
    Abbey Road
    Barrow-in-Furness
    Cumbria
    LA14 5PQ
    UNITED KINGDOM
    Phone
    +4401229824560
  • Complaints Contact

    Emlyn Hughes House
    Abbey Road
    Barrow-in-Furness
    Cumbria
    LA14 5PQ
    UNITED KINGDOM
    Phone
    +4401229824560

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Karen Ingham

    IRN KXI01104

    • Director of firm who is not a certification employee or a SMF manager (since 23 Apr 2024)
  • Keith Lawrence Bevan

    IRN KLB01087

    • SMF4 Chief Risk (23 Jul 2018 to 23 Mar 2021)
  • Kenneth William Ackred

    IRN KWA01014

    • CF2 Non Executive Director (1 Dec 2001 to 1 Jan 2003)
  • Kevin Thomas Pybis

    IRN KXP48154

    • [FCA CF] Manager of certification employee (11 Jun 2018 to 31 Dec 2024)
  • Kim Louise Rebecchi

    IRN KLR00012

    • SMF12 Chair of the Remuneration Committee (1 Apr 2018 to 26 Apr 2023)
  • Kim Susan Kearney

    IRN KSK01034

    • SMF12 Chair of the Remuneration Committee (7 Mar 2016 to 29 Mar 2018)
    • CF2 Non Executive Director (27 Sep 2011 to 6 Mar 2016)
  • Laura Hamp

    IRN LXH01640

    • SMF2 Chief Finance (3 Jan 2023 to 31 Oct 2024)
  • Laura Jayne Swainson

    IRN LXS48150

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 3 Jan 2017)
  • Lisa Jane Archer

    IRN LXA48155

    • [FCA CF] Manager of certification employee (14 Oct 2019 to 31 Jan 2025)
  • Mark Renwick Smith

    IRN MRS01207

    • CF15 Internal Audit (1 Mar 2005 to 28 Jun 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.