Frenkel Topping Limited

• Principal Place of Business

  Frenkel House

  15 Carolina Way

  Salford

  Greater Manchester

  M50 2ZY

  UNITED KINGDOM

  Phone

  +4401618868000

  Web

  https://www.frenkeltopping.co.uk

• Complaints Contact

  Frenkel House

  15 Carolina Way

  Salford

  Greater Manchester

  M50 2ZY

  UNITED KINGDOM

  Phone

  +4401618868000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gregory Joseph McMahon

  IRN GJM01237

  • CF2 Non Executive Director (5 Apr 2016 to 15 Jun 2016)
• Haojie Liang

  IRN HXL00271

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 30 Mar 2026)
  • [FCA CF] Functions requiring qualifications (since 30 Mar 2026)
• Iain Paul Muffitt

  IRN IXM00097

  • CF1 Director (AR) (14 Feb 2012 to 27 Sep 2013)
  • CF30 Customer (3 Dec 2009 to 27 Sep 2013)
• Ian James Files

  IRN IJF00003

  • CF24 Pension Transfer Specialist (5 Oct 2006 to 31 Jul 2007)
  • CF21 Investment Adviser (23 Mar 2005 to 31 Jul 2007)
• Ian James MacKendrick

  IRN IJM00031

  • Appointed representative dealing with clients for which they require qualification (17 Feb 2022 to 17 Jun 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 17 Jun 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Jun 2022)
  • CF30 Customer (17 Feb 2015 to 17 Jun 2022)
• Ian Norman Smith

  IRN INS01005

  • CF30 Customer (7 Dec 2007 to 31 Dec 2012)
• Ian Peter Greenhalgh

  IRN IPG00003

  • [FCA CF] Client dealing (24 May 2021 to 27 Oct 2021)
  • [FCA CF] Functions requiring qualifications (24 May 2021 to 27 Oct 2021)
• Jack Joseph Farrell

  IRN JXF00586

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • CF30 Customer (since 23 Jun 2024)
  • [FCA CF] Functions requiring qualifications (since 19 Feb 2024)
  • [FCA CF] Client dealing (since 19 Feb 2024)
• Jack William Fallows

  IRN JXF53209

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 16 Jan 2026)
  • [FCA CF] Functions requiring qualifications (since 16 Jan 2026)
• Jade Soanes

  IRN JXS09270

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Mar 2021)
  • CF30 Customer (11 Dec 2018 to 8 Dec 2019)

• Frenkel Topping Financial Management Services Limited (no longer appointed)

  FRN 914777 · Appointed 9 Oct 2019 · Until 13 Jun 2025

• ExpressFT Limited (no longer appointed)

  FRN 796964 · Appointed 20 Dec 2017 · Until 15 May 2025

• Outspire Financial Limited (no longer appointed)

  FRN 590273 · Appointed 25 Oct 2012 · Until 15 Feb 2016

• New Horizon AM Limited (no longer appointed)

  FRN 547501 · Appointed 15 Apr 2011 · Until 28 Oct 2012

• LImelight Access Wealth Solutions Limited (no longer appointed)

  FRN 524222 · Appointed 18 May 2010 · Until 22 Sep 2010

• Frenkel Topping Wealth Solutions Limited (no longer appointed)

  FRN 513782 · Appointed 2 Dec 2009 · Until 10 Dec 2013

• Frenkel Topping Structured Settlements Limited (no longer appointed)

  FRN 180546 · Appointed 30 Dec 1998 · Until 31 Mar 2009

No changes recorded yet.