Date authorised
2 October 2017
Companies House
09797821
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    145 City Road
    London
    EC1V 1AZ
    UNITED KINGDOM
    Phone
    +442034882539
  • Complaints Contact

    145 City Road
    London
    EC1V 1AZ
    UNITED KINGDOM
    Phone
    +442034882539

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Healy

    IRN MXH01572

    • SMF3 Executive Director (since 13 Feb 2026)
  • Nadia Al-Rahmani

    IRN NXA00117

    • [FCA CF] Functions requiring qualifications (25 Feb 2020 to 29 Sep 2021)
    • [FCA CF] Manager of certification employee (25 Feb 2020 to 29 Sep 2021)
  • Paul Brooking

    IRN PXB00420

    • SMF3 Executive Director (14 Feb 2023 to 8 Apr 2025)
    • [FCA CF] Manager of certification employee (4 Oct 2021 to 8 Apr 2025)
    • [FCA CF] Material risk taker (20 Sep 2021 to 8 Apr 2025)
    • [FCA CF] Significant management (20 Sep 2021 to 8 Apr 2025)
  • Paul Eaton

    IRN PXE00085

    • [FCA CF] Functions requiring qualifications (16 Aug 2021 to 20 Jan 2023)
  • Perry Rael Blacher

    IRN PRB01216

    • SMF9 Chair of the Governing Body (3 Mar 2021 to 1 Apr 2025)
  • Péter Gulyás

    IRN PXG00493

    • [FCA CF] Manager of certification employee (1 Apr 2025 to 27 Mar 2026)
    • [FCA CF] Significant management (1 Apr 2025 to 27 Mar 2026)
    • [FCA CF] Material risk taker (1 Apr 2025 to 27 Mar 2026)
  • Rebecca Louise Parkin

    IRN RXP00344

    • [FCA CF] Manager of certification employee (15 Nov 2021 to 25 Jul 2022)
    • [FCA CF] Functions requiring qualifications (15 Nov 2021 to 25 Jul 2022)
  • Robert George Sexton

    IRN RGS01157

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 29 Sep 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 29 Sep 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Sep 2021)
    • CF30 Customer (20 Sep 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (17 Jan 2019 to 4 Feb 2019)
    • CF10 Compliance Oversight (17 Jan 2019 to 4 Feb 2019)
    • CF10a CASS Oversight function (5 Jan 2018 to 8 Dec 2019)
  • Robert O'Sullivan

    IRN RXO00097

    • SMF17 Money Laundering Reporting Officer (MLRO) (14 Feb 2023 to 7 Nov 2025)
    • [FCA CF] Significant management (17 May 2021 to 7 Nov 2025)
  • Sarah Nowell

    IRN SXN00206

    • [FCA CF] Significant management (17 Jan 2022 to 28 Jun 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.