Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Sep 2021)
- [FCA CF] Significant management (9 Dec 2019 to 29 Sep 2021)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 29 Sep 2021)
- CF30 Customer (20 Sep 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (17 Jan 2019 to 4 Feb 2019)
- CF11 Money Laundering Reporting (17 Jan 2019 to 4 Feb 2019)
- CF10a CASS Oversight function (5 Jan 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.