Frasers Group Financial Services Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Consumer Loans
Loan Servicing
Investment Setup

For Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Samuel Thomas Haslam
IRN SXH00686
- [FCA CF] Significant management (1 Aug 2022 to 22 Nov 2022)
Sarah Frances Clayton
IRN SXC00266
- SMF4 Chief Risk (12 Jan 2023 to 28 Feb 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (13 Apr 2021 to 28 Feb 2023)
- [FCA CF] Significant management (9 Dec 2019 to 28 Feb 2023)
Sarah Jane Roche
IRN SJR01302
- [FCA CF] Significant management (18 Jun 2025 to 9 Feb 2026)
Sharon Camilla Maria Thomas
IRN SXT00327
- [FCA CF] Significant management (1 Jul 2021 to 31 May 2023)
Stephanie Watson
IRN SXW00386
- [FCA CF] Significant management (9 Dec 2019 to 1 Jun 2022)
Stephen Doxey
IRN SXD00544
- CF1 Director (AR) (2 Dec 2024 to 19 Feb 2025)
Stephen Mucklow
IRN SXM01060
- Director of firm who is not a certification employee or a SMF manager (24 May 2022 to 12 Jun 2023)
Stephen Taylor
IRN SXT00467
- CF1 Director (AR) (15 Nov 2023 to 31 Oct 2024)
- [FCA CF] Significant management (1 Sep 2022 to 31 May 2023)
Steven Paul Lazzari
IRN SXL00273
- [FCA CF] Significant management (1 Nov 2023 to 1 Jan 2025)
Stuart Murdoch Caldwell
IRN SMC01274
- SMF10 Chair of the Risk Committee (9 Dec 2019 to 3 May 2022)
- SMF11 Chair of the Audit Committee (9 Dec 2019 to 3 May 2022)
- CF2 Non Executive Director (19 Aug 2019 to 8 Dec 2019)
- CF1 Director (5 Jun 2017 to 19 Aug 2019)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.