Fraser Finance Limited

Date authorised
1 April 2013
Companies House
02907796
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    45 Pall Mall
    London
    SW1Y 5JG
    UNITED KINGDOM
    Phone
    +442079307797
    Web
    https://www.fraserfinance.com

  • Complaints Contact

    45 Pall Mall
    London
    SW1Y 5JG
    UNITED KINGDOM
    Phone
    +4402076619331

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter Tahany

    IRN PXT01129

    • CF30 Customer (15 Jan 2010 to 9 Dec 2021)
  • Phillip Sebastian Kobus

    IRN PSK01037

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF4 Partner (AR) (since 28 Feb 2011)
    • CF30 Customer (since 1 Nov 2007)
    • CF11 Money Laundering Reporting (28 Sep 2009 to 8 Dec 2019)
    • CF1 Director (15 Feb 2006 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (15 Feb 2006 to 31 Oct 2007)
  • Santiago Carlos Ignacio Izaguirre

    IRN SCI01008

    • CF30 Customer (12 May 2014 to 24 Jun 2019)
    • CF23 Corporate Finance Adviser (26 Sep 2007 to 31 Oct 2007)
  • Simon Christopher Nigel Weatherseed

    IRN SCW01115

    • CF30 Customer (8 Dec 2008 to 3 Jan 2011)
  • Wilderich Klaus Dieter Mueller-Wodarg

    IRN WKM01004

    • CF30 Customer (10 Jul 2014 to 8 Dec 2019)
  • Zsolt Raffai

    IRN ZXR01010

    • CF23 Corporate Finance Adviser (4 Aug 2004 to 1 Nov 2005)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.