Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Fraser Finance Limited
FRN 171483
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF4 Partner (AR) (since 28 Feb 2011)
- CF30 Customer (since 1 Nov 2007)
- CF11 Money Laundering Reporting (28 Sep 2009 to 8 Dec 2019)
- CF1 Director (15 Feb 2006 to 8 Dec 2019)
- CF23 Corporate Finance Adviser (15 Feb 2006 to 31 Oct 2007)
-
Fraser Finance LLP
FRN 454055
- (3)Employed By (since 28 Feb 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.