Frank Investments Limited

Date authorised
15 October 2014
Companies House
05629005
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Holborn Town Hall, 193-197 High Holborn
    London
    Camden
    WC1V 7BD
    UNITED KINGDOM
    Phone
    +442039949775
    Web
    https://www.frankinvestments.co.uk

  • Complaints Contact

    Holborn Town Hall, 193-197 High Holborn
    London
    Camden
    WC1V 7BD
    UNITED KINGDOM
    Phone
    +442039949775

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Aliza Weinstein

    IRN AXW20963

    • CF30 Customer (27 Sep 2019 to 28 Aug 2020)
  • Alun Michael Guest Rees

    IRN MAR01141

    • CF30 Customer (2 Apr 2020 to 21 Sep 2023)
    • CF1 Director (AR) (2 Apr 2020 to 21 Sep 2023)
  • Amy Elizabeth Grovit

    IRN AEH01071

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Feb 2024)
    • [FCA CF] Client dealing (since 21 Sep 2023)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF10 Compliance Oversight (12 Feb 2018 to 8 Dec 2019)
  • Ana Pellejero Ibanez

    IRN AXP00446

    • CF30 Customer (7 Jul 2021 to 2 Jan 2026)
  • Andishe Kazeroonian

    IRN AXK02487

    • CF30 Customer (since 7 Feb 2023)
  • Andrew Abrams

    IRN AXA02386

    • CF30 Customer (since 11 Nov 2020)
    • CF1 Director (AR) (since 11 Nov 2020)
  • Andrew Mark Wood

    IRN AMW01152

    • CF30 Customer (6 Sep 2019 to 4 Nov 2020)
    • CF1 Director (AR) (6 Sep 2019 to 4 Nov 2020)
  • Andrew Michael Zarraga

    IRN AMZ01004

    • CF30 Customer (12 Jan 2018 to 17 Jun 2019)
  • Andrew Stuart Alderson

    IRN ASA01083

    • CF30 Customer (16 May 2024 to 29 Aug 2025)
    • CF4 Partner (AR) (16 May 2024 to 29 Aug 2025)
  • Andy Davis

    IRN AXD00556

    • [FCA CF] Client dealing (1 Apr 2022 to 18 Aug 2023)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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