Frank Investments Limited

Date authorised
15 October 2014
Companies House
05629005
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Holborn Town Hall, 193-197 High Holborn
    London
    Camden
    WC1V 7BD
    UNITED KINGDOM
    Phone
    +442039949775
    Web
    https://www.frankinvestments.co.uk

  • Complaints Contact

    Holborn Town Hall, 193-197 High Holborn
    London
    Camden
    WC1V 7BD
    UNITED KINGDOM
    Phone
    +442039949775

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Robert Caldon

    IRN JRC01317

    • CF30 Customer (18 Jul 2018 to 4 Feb 2019)
    • CF1 Director (AR) (18 Jul 2018 to 4 Feb 2019)
  • Juan Carlos Sanchez Madrigal

    IRN JCS01253

    • CF30 Customer (23 Dec 2020 to 25 Sep 2023)
  • Julian Au

    IRN JXA02154

    • CF30 Customer (28 May 2019 to 2 Jan 2026)
  • Karima Serageldin

    IRN KXS01928

    • CF1 Director (AR) (30 Jan 2019 to 30 Nov 2022)
    • CF30 Customer (30 Jan 2019 to 30 Nov 2022)
  • Kartik Prabhakara

    IRN KXP01289

    • CF1 Director (AR) (17 Jun 2020 to 2 Jan 2026)
    • CF30 Customer (16 May 2019 to 2 Jan 2026)
    • CF4 Partner (AR) (16 May 2019 to 2 Jan 2026)
  • Kevin Chong

    IRN KKC01004

    • CF30 Customer (since 22 Feb 2023)
    • CF4 Partner (AR) (since 22 Feb 2023)
  • Kevin Withane

    IRN KXW00319

    • CF1 Director (AR) (28 Oct 2022 to 28 Apr 2023)
    • CF30 Customer (28 Oct 2022 to 28 Apr 2023)
  • Kimberley Sum

    IRN KXS13077

    • CF1 Director (AR) (1 Apr 2019 to 5 Mar 2021)
    • CF30 Customer (1 Apr 2019 to 5 Mar 2021)
  • Laura Rhiannon Barrow

    IRN LXB91709

    • CF30 Customer (10 Mar 2025 to 28 Jan 2026)
    • CF1 Director (AR) (10 Mar 2025 to 28 Jan 2026)
  • Leahn Clifford Parry

    IRN LCP01028

    • CF30 Customer (8 Apr 2019 to 21 Aug 2019)
    • CF1 Director (AR) (8 Apr 2019 to 21 Aug 2019)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.