Frank Investments Limited

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FRN: 627697
Date authorised: 15 October 2014
Companies House: 05629005
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Holborn Town Hall, 193-197 High Holborn

London

Camden

WC1V 7BD

UNITED KINGDOM

Phone

+442039949775

Web

https://www.frankinvestments.co.uk
Complaints Contact

Holborn Town Hall, 193-197 High Holborn

London

Camden

WC1V 7BD

UNITED KINGDOM

Phone

+442039949775

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Runs Investment Funds
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Private Investment Funds
Manages Your Portfolio

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Thomas Charles Fyson
IRN TCF00008
- CF1 Director (AR) (16 Sep 2019 to 30 Mar 2021)
- CF30 Customer (16 Sep 2019 to 30 Mar 2021)
Thomas Colin Rutherford
IRN TCR01014
- CF30 Customer (13 Jun 2018 to 31 Jul 2025)
- CF1 Director (AR) (13 Jun 2018 to 31 Jul 2025)
Thomas McCollum
IRN TXM29005
- CF30 Customer (20 Feb 2020 to 12 Oct 2020)
Thomas William Lovatt Chawner
IRN TWC01020
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF1 Director (AR) (25 Apr 2017 to 17 Feb 2021)
- CF30 Customer (25 Apr 2017 to 17 Feb 2021)
Timothy Richard Pasco
IRN TXP01220
- CF1 Director (AR) (16 Jan 2018 to 17 Jun 2019)
Toby Samuel Peter Barnes-Yallowley
IRN TSB01066
- CF1 Director (AR) (4 Dec 2019 to 12 Oct 2020)
- CF4 Partner (AR) (24 Apr 2019 to 6 Dec 2019)
- CF30 Customer (24 Apr 2019 to 12 Oct 2020)
Tolga Umut Gonullu
IRN TXG00123
- CF30 Customer (2 Sep 2021 to 13 May 2022)
Victoria Elisabeth Myriam Alexa van Lennep
IRN VMV00009
- CF30 Customer (since 28 Apr 2020)
Vincenzo La Ruffa
IRN VXL01167
- CF1 Director (AR) (since 23 Jul 2024)
- CF30 Customer (since 23 Jul 2024)
Virna Kazazian
IRN VXT01072
- CF30 Customer (26 Mar 2019 to 3 Jun 2020)
- CF1 Director (AR) (26 Mar 2019 to 3 Jun 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Cube Capital Limited (no longer appointed)
FRN 839631 · Appointed 5 Apr 2019 · Until 8 Aug 2019
BondMason BRIX Ltd (no longer appointed)
FRN 839537 · Appointed 4 Apr 2019 · Until 22 Aug 2019 · Tied agent
GK Wealth Ltd (no longer appointed)
FRN 836977 · Appointed 18 Mar 2019 · Until 4 Jun 2020 · Tied agent
Westbourne Advisers LLP (no longer appointed)
FRN 836550 · Appointed 14 Mar 2019 · Until 14 Aug 2019 · Tied agent
Impact X Capital Partners LLP (no longer appointed)
FRN 833266 · Appointed 8 Feb 2019 · Until 4 Oct 2019 · Tied agent
Northbright Capital Limited (no longer appointed)
FRN 610494 · Appointed 10 Jan 2019 · Until 1 Dec 2022 · Tied agent
TREUN Capital Limited (no longer appointed)
FRN 826476 · Appointed 20 Nov 2018 · Until 25 Mar 2019
Devonian Capital Limited (no longer appointed)
FRN 818226 · Appointed 29 Aug 2018 · Until 8 Jul 2020 · Tied agent
Trine Finance Limited (no longer appointed)
FRN 757139 · Appointed 28 Aug 2018 · Until 10 Jan 2019
HP Capital Advisory Limited (no longer appointed)
FRN 816818 · Appointed 20 Aug 2018 · Until 8 Mar 2019

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.