Frank Investments Limited

• Principal Place of Business

  Holborn Town Hall, 193-197 High Holborn

  London

  Camden

  WC1V 7BD

  UNITED KINGDOM

  Phone

  +442039949775

  Web

  https://www.frankinvestments.co.uk

• Complaints Contact

  Holborn Town Hall, 193-197 High Holborn

  London

  Camden

  WC1V 7BD

  UNITED KINGDOM

  Phone

  +442039949775

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Thomas Charles Fyson

  IRN TCF00008

  • CF1 Director (AR) (16 Sep 2019 to 30 Mar 2021)
  • CF30 Customer (16 Sep 2019 to 30 Mar 2021)
• Thomas Colin Rutherford

  IRN TCR01014

  • CF30 Customer (13 Jun 2018 to 31 Jul 2025)
  • CF1 Director (AR) (13 Jun 2018 to 31 Jul 2025)
• Thomas McCollum

  IRN TXM29005

  • CF30 Customer (20 Feb 2020 to 12 Oct 2020)
• Thomas William Lovatt Chawner

  IRN TWC01020

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF1 Director (AR) (25 Apr 2017 to 17 Feb 2021)
  • CF30 Customer (25 Apr 2017 to 17 Feb 2021)
• Timothy Richard Pasco

  IRN TXP01220

  • CF1 Director (AR) (16 Jan 2018 to 17 Jun 2019)
• Toby Samuel Peter Barnes-Yallowley

  IRN TSB01066

  • CF1 Director (AR) (4 Dec 2019 to 12 Oct 2020)
  • CF4 Partner (AR) (24 Apr 2019 to 6 Dec 2019)
  • CF30 Customer (24 Apr 2019 to 12 Oct 2020)
• Tolga Umut Gonullu

  IRN TXG00123

  • CF30 Customer (2 Sep 2021 to 13 May 2022)
• Victoria Elisabeth Myriam Alexa van Lennep

  IRN VMV00009

  • CF30 Customer (since 28 Apr 2020)
• Vincenzo La Ruffa

  IRN VXL01167

  • CF1 Director (AR) (since 23 Jul 2024)
  • CF30 Customer (since 23 Jul 2024)
• Virna Kazazian

  IRN VXT01072

  • CF30 Customer (26 Mar 2019 to 3 Jun 2020)
  • CF1 Director (AR) (26 Mar 2019 to 3 Jun 2020)

• Balmoor Limited (no longer appointed)

  FRN 923057 · Appointed 20 Mar 2020 · Until 1 Sep 2021

• Corvatsch Capital Advisory Limited (no longer appointed)

  FRN 811524 · Appointed 27 Jan 2020 · Until 7 Jan 2021 · Tied agent

• 24 Haymarket Limited (no longer appointed)

  FRN 713809 · Appointed 21 Oct 2019 · Until 8 Nov 2022

• Dyer Baade & Company Limited (no longer appointed)

  FRN 915151 · Appointed 15 Oct 2019 · Until 2 Jan 2025

• Ratio Financial Limited (no longer appointed)

  FRN 912927 · Appointed 3 Sep 2019 · Until 5 Nov 2020

• Westbourne Advisory Services Limited (no longer appointed)

  FRN 912163 · Appointed 9 Aug 2019 · Until 13 Oct 2020

• Blackdown Partners Limited (no longer appointed)

  FRN 845910 · Appointed 16 Jul 2019 · Until 31 Mar 2021

• PFG Associates Limited (no longer appointed)

  FRN 843236 · Appointed 31 May 2019 · Until 2 Nov 2020 · Tied agent

• TAKK Capital Limited (no longer appointed)

  FRN 842592 · Appointed 22 May 2019 · Until 11 Jul 2019

• Aream Group LLP (no longer appointed)

  FRN 839407 · Appointed 13 May 2019 · Until 12 Jul 2022

No changes recorded yet.