Frank Investments Limited

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FRN: 627697
Date authorised: 15 October 2014
Companies House: 05629005
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Holborn Town Hall, 193-197 High Holborn

London

Camden

WC1V 7BD

UNITED KINGDOM

Phone

+442039949775

Web

https://www.frankinvestments.co.uk
Complaints Contact

Holborn Town Hall, 193-197 High Holborn

London

Camden

WC1V 7BD

UNITED KINGDOM

Phone

+442039949775

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Runs Investment Funds
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Private Investment Funds
Manages Your Portfolio

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Rachel Alice Omid Horsley
IRN RAM01114
- CF30 Customer (21 Sep 2019 to 17 Nov 2023)
Raj Brinder Singh
IRN RXS01951
- CF30 Customer (since 9 Mar 2026)
- CF1 Director (AR) (since 9 Mar 2026)
Raphael David Noe
IRN RXN74487
- CF30 Customer (23 Dec 2020 to 31 Jan 2024)
Ritesh Shinde
IRN RXS00182
- CF30 Customer (6 Sep 2021 to 17 Jan 2022)
Robert Luke Simpson
IRN RLS01113
- CF30 Customer (9 Feb 2018 to 10 Apr 2018)
- CF4 Partner (AR) (9 Feb 2018 to 10 Apr 2018)
Robert Samuel Murphy
IRN RSM01054
- 14. Managing investments
- [FCA CF] Functions requiring qualifications (since 20 Jan 2026)
- SMF3 Executive Director (since 15 Aug 2025)
- [FCA CF] Client dealing (since 20 Sep 2024)
Robert Simon Eldridge
IRN RSE01011
- CF1 Director (AR) (since 7 Dec 2019)
- CF30 Customer (since 7 Dec 2019)
Robert William Craig
IRN RWC01092
- CF30 Customer (17 May 2019 to 7 Aug 2019)
- CF1 Director (AR) (17 May 2019 to 7 Aug 2019)
Roberto Aldo Moretti
IRN RAM01106
- CF1 Director (AR) (28 Mar 2018 to 31 Jan 2020)
- CF30 Customer (28 Mar 2018 to 31 Jan 2020)
Ronald Rajendra
IRN RXR01864
- CF30 Customer (4 Feb 2018 to 23 May 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Balmoor Limited (no longer appointed)
FRN 923057 · Appointed 20 Mar 2020 · Until 1 Sep 2021
Corvatsch Capital Advisory Limited (no longer appointed)
FRN 811524 · Appointed 27 Jan 2020 · Until 7 Jan 2021 · Tied agent
24 Haymarket Limited (no longer appointed)
FRN 713809 · Appointed 21 Oct 2019 · Until 8 Nov 2022
Dyer Baade & Company Limited (no longer appointed)
FRN 915151 · Appointed 15 Oct 2019 · Until 2 Jan 2025
Ratio Financial Limited (no longer appointed)
FRN 912927 · Appointed 3 Sep 2019 · Until 5 Nov 2020
Westbourne Advisory Services Limited (no longer appointed)
FRN 912163 · Appointed 9 Aug 2019 · Until 13 Oct 2020
Blackdown Partners Limited (no longer appointed)
FRN 845910 · Appointed 16 Jul 2019 · Until 31 Mar 2021
PFG Associates Limited (no longer appointed)
FRN 843236 · Appointed 31 May 2019 · Until 2 Nov 2020 · Tied agent
TAKK Capital Limited (no longer appointed)
FRN 842592 · Appointed 22 May 2019 · Until 11 Jul 2019
Aream Group LLP (no longer appointed)
FRN 839407 · Appointed 13 May 2019 · Until 12 Jul 2022

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.