Frank Investments Limited

Date authorised
15 October 2014
Companies House
05629005
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Holborn Town Hall, 193-197 High Holborn
    London
    Camden
    WC1V 7BD
    UNITED KINGDOM
    Phone
    +442039949775
    Web
    https://www.frankinvestments.co.uk

  • Complaints Contact

    Holborn Town Hall, 193-197 High Holborn
    London
    Camden
    WC1V 7BD
    UNITED KINGDOM
    Phone
    +442039949775

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rachel Alice Omid Horsley

    IRN RAM01114

    • CF30 Customer (21 Sep 2019 to 17 Nov 2023)
  • Raj Brinder Singh

    IRN RXS01951

    • CF30 Customer (since 9 Mar 2026)
    • CF1 Director (AR) (since 9 Mar 2026)
  • Raphael David Noe

    IRN RXN74487

    • CF30 Customer (23 Dec 2020 to 31 Jan 2024)
  • Ritesh Shinde

    IRN RXS00182

    • CF30 Customer (6 Sep 2021 to 17 Jan 2022)
  • Robert Luke Simpson

    IRN RLS01113

    • CF30 Customer (9 Feb 2018 to 10 Apr 2018)
    • CF4 Partner (AR) (9 Feb 2018 to 10 Apr 2018)
  • Robert Samuel Murphy

    IRN RSM01054

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 20 Jan 2026)
    • SMF3 Executive Director (since 15 Aug 2025)
    • [FCA CF] Client dealing (since 20 Sep 2024)
  • Robert Simon Eldridge

    IRN RSE01011

    • CF1 Director (AR) (since 7 Dec 2019)
    • CF30 Customer (since 7 Dec 2019)
  • Robert William Craig

    IRN RWC01092

    • CF30 Customer (17 May 2019 to 7 Aug 2019)
    • CF1 Director (AR) (17 May 2019 to 7 Aug 2019)
  • Roberto Aldo Moretti

    IRN RAM01106

    • CF1 Director (AR) (28 Mar 2018 to 31 Jan 2020)
    • CF30 Customer (28 Mar 2018 to 31 Jan 2020)
  • Ronald Rajendra

    IRN RXR01864

    • CF30 Customer (4 Feb 2018 to 23 May 2018)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.