Fortress Investment Group (UK) Ltd

Date authorised
1 April 2013
Companies House
03612389
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    7 Clarges Street
    Fourth Floor
    London
    W1J 8AE
    UNITED KINGDOM
    Phone
    +442072905600
    Web
    https://www.fortress.com

  • Complaints Contact

    7 Clarges Street
    Fourth Floor
    London
    W1J 8AE
    UNITED KINGDOM
    Phone
    +442072905600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James David Hart

    IRN JDH01155

    • CF30 Customer (1 Nov 2007 to 30 Jun 2009)
    • CF21 Investment Adviser (16 Mar 2006 to 31 Oct 2007)
    • CF26 Customer Trading (16 Mar 2006 to 31 Oct 2007)
  • James Rouse

    IRN JXR01675

    • CF30 Customer (31 Jan 2012 to 12 Sep 2014)
  • Jan Striesow

    IRN JXS02075

    • CF26 Customer Trading (22 Nov 2005 to 31 Jan 2006)
  • Jeevanroop Kaur Panesar

    IRN JXP24749

    • SMF3 Executive Director (since 21 Feb 2020)
  • Jeffrey Casad

    IRN JXC00600

    • [FCA CF] Client dealing (since 31 Mar 2021)
  • Jonathan Ashley

    IRN JXA01410

    • CF8 Apportionment and Oversight (22 Nov 2005 to 31 Oct 2007)
    • CF3 Chief Executive (22 Nov 2005 to 16 Jun 2008)
    • CF1 Director (22 Nov 2005 to 16 Jun 2008)
  • Jonathan David Napora

    IRN JDN01045

    • CF30 Customer (21 May 2012 to 24 Sep 2015)
  • Juan Manuel Munoz Fernandez

    IRN JMM01379

    • CF30 Customer (31 Dec 2017 to 2 Aug 2018)
  • Justin Staadecker

    IRN JXS02050

    • CF30 Customer (26 May 2009 to 3 Jun 2013)
  • Karolis Adlis

    IRN KXA01571

    • [FCA CF] Client dealing (since 23 Jul 2025)
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Recent activity

Updates to this firm's record on the FCA register.

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