Forte Securities Limited

• Principal Place of Business

  4th Floor

  36 Golden Square

  London

  W1F 9EE

  UNITED KINGDOM

  Phone

  +442070994950

  Web

  http://www.fortesecurities.com

• Complaints Contact

  4th Floor

  36 Golden Square

  London

  W1F 9EE

  UNITED KINGDOM

  Phone

  +442070994950

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Specialist Trading Venue

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to engage in dealing on own account, as defined in paragraph 3 of Part 3 of Schedule 2 to the Regulated Activities Order, unless in respect of bonds, structured finance products, emission allowances and derivatives, which have not been declared subject to the clearing obligation in accordance with EMIR, when: i. engaging in ‘matched principal trading’ as defined in the Glossary of defined expressions used in the FCA’s Handbook; and ii. the client has consented to such trading.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gustavo Messerlian

  IRN GXM00661

  • [FCA CF] Client dealing (27 Jun 2024 to 6 May 2025)
• Guy Belot

  IRN GXB01996

  • CF30 Customer (1 Aug 2014 to 29 May 2015)
• Guy Hamshere

  IRN GXH00177

  • [FCA CF] Client dealing (since 29 Apr 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 5 Aug 2022)
• Guy Paul Morgan

  IRN GPM01084

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2020)
  • CF30 Customer (24 Aug 2017 to 8 Dec 2019)
• Gwendoline Marie Arnal

  IRN GMA01051

  • [FCA CF] Client dealing (since 11 Sep 2023)
• Gwilym Rhys Leyshon Jennett

  IRN GRJ01025

  • CF30 Customer (2 Feb 2017 to 7 Jun 2018)
• Hajer Anane

  IRN HXA00075

  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• Hajer Anane

  IRN HXA01362

  • CF30 Customer (27 Sep 2012 to 8 Dec 2019)
• Hakim Azaiez

  IRN HXA01270

  • CF1 Director (AR) (5 Apr 2013 to 11 Jul 2013)
  • CF3 Chief Executive (AR) (5 Apr 2013 to 11 Jul 2013)
  • CF30 Customer (5 Apr 2013 to 11 Jul 2013)
• Harold Joseph Uzan

  IRN HJU01000

  • CF30 Customer (15 Jan 2013 to 29 May 2015)

• Frontera Capital Limited (no longer appointed)

  FRN 616590 · Appointed 4 Mar 2014 · Until 21 Jan 2015

• Prism Financial Products LLP (no longer appointed)

  FRN 607249 · Appointed 12 Sep 2013 · Until 24 Jan 2014 · Tied agent

• Gulf Central Agency Asset Management Ltd (no longer appointed)

  FRN 585988 · Appointed 4 Apr 2013 · Until 11 Sep 2013

• Molton Street Capital LLP (no longer appointed)

  FRN 585695 · Appointed 2 Aug 2012 · Until 12 Feb 2013

• MerX Securities LLP (no longer appointed)

  FRN 585318 · Appointed 26 Jul 2012 · Until 5 Apr 2013

• DNA Securities LLP (no longer appointed)

  FRN 584083 · Appointed 29 Jun 2012 · Until 13 Feb 2013

• TIDE CM LLP (no longer appointed)

  FRN 576869 · Appointed 8 Mar 2012 · Until 15 Dec 2021

• Bolt Markets Limited (no longer appointed)

  FRN 556242 · Appointed 15 Jul 2011 · Until 21 Feb 2012

No changes recorded yet.