Hakim Azaiez

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GULF CENTRAL MERCHANT BANK LTD

    FRN 601013

    • [FCA CF] Material risk taker (since 9 Mar 2021)
    • [FCA CF] Client dealing (since 9 Mar 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF3 Chief Executive (12 Jul 2013 to 8 Dec 2019)
    • CF1 Director (12 Jul 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (12 Jul 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (12 Jul 2013 to 8 Dec 2019)
    • CF30 Customer (12 Jul 2013 to 8 Dec 2019)
  • Forte Securities Limited (no longer approved here)

    FRN 478424

    • CF30 Customer (5 Apr 2013 to 11 Jul 2013)
    • CF3 Chief Executive (AR) (5 Apr 2013 to 11 Jul 2013)
    • CF1 Director (AR) (5 Apr 2013 to 11 Jul 2013)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • CF30 Customer (4 Oct 2010 to 28 Jan 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.