Date authorised
1 April 2013
Companies House
OC300878
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Shard
    32 London Bridge Street
    London
    Southwark
    SE1 9SG
    UNITED KINGDOM
    Phone
    +4402036678100
  • Complaints Contact

    Foresight Group
    The Shard
    32 London Bridge Street
    London
    Southwark
    SE1 9SG
    UNITED KINGDOM
    Phone
    +4402036678100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Holds Your Assets

    For Professional, Retail (Investment), Debenture, Government and public security, Share, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Annabelle Heath

    IRN AXB00943

    • [FCA CF] Client dealing (13 Jan 2022 to 13 Nov 2025)
  • Anouska Morjaria

    IRN AXM01229

    • [FCA CF] Client dealing (since 1 Aug 2022)
  • Antony Richard Diment

    IRN ARD01079

    • CF30 Customer (1 Nov 2007 to 27 Aug 2010)
    • CF27 Investment Management (16 Jun 2006 to 31 Oct 2007)
  • Aqib Hashamali

    IRN AXH00623

    • [FCA CF] Material risk taker (12 Nov 2021 to 11 Mar 2025)
    • [FCA CF] Client dealing (12 Nov 2021 to 11 Mar 2025)
  • Arash Zafari

    IRN AXZ00074

    • [FCA CF] Client dealing (22 Apr 2022 to 9 Oct 2023)
  • Ase Ingrid Ulrika Bergstedt

    IRN AXB04492

    • [FCA CF] Significant management (31 Dec 2024 to 5 Mar 2025)
    • [FCA CF] Client dealing (31 Dec 2024 to 5 Mar 2025)
    • [FCA CF] Manager of certification employee (31 Dec 2024 to 5 Mar 2025)
    • [FCA CF] Material risk taker (31 Dec 2024 to 5 Mar 2025)
  • Ashley Rogers

    IRN AXR01034

    • [FCA CF] Client dealing (since 12 Mar 2025)
  • Barclay Clibborn

    IRN BXC00279

    • [FCA CF] Material risk taker (30 Aug 2022 to 13 Dec 2024)
    • [FCA CF] Significant management (30 Aug 2022 to 13 Dec 2024)
    • [FCA CF] Client dealing (30 Aug 2022 to 13 Dec 2024)
    • [FCA CF] Manager of certification employee (30 Aug 2022 to 6 Aug 2024)
  • Ben Shepherd

    IRN BXS00170

    • [FCA CF] Client dealing (5 Oct 2020 to 9 Oct 2023)
  • Benjamin Gregor Kluftinger

    IRN BGK01007

    • [FCA CF] Client dealing (since 18 Mar 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.