Foresight Group LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
The Shard32 London Bridge StreetLondonSouthwarkSE1 9SGUNITED KINGDOM- Phone
- +4402036678100
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Complaints Contact
Foresight GroupThe Shard32 London Bridge StreetLondonSouthwarkSE1 9SGUNITED KINGDOM- Phone
- +4402036678100
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Authorised to Operate
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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Stockbroking
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Runs Investment Funds
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Private Investment Funds
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Manages Your Portfolio
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Holds Your Assets
For Professional, Retail (Investment), Debenture, Government and public security, Share, Warrant
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Benjamin Griffiths
IRN BXG00080
- [FCA CF] Client dealing (5 Oct 2020 to 6 Sep 2021)
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Benjamin Thomas Field
IRN BTF01009
- [FCA CF] Manager of certification employee (since 10 Nov 2021)
- [FCA CF] Client dealing (since 5 Oct 2020)
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Bernard Sporton
IRN BXS00169
- [FCA CF] Manager of certification employee (since 2 Dec 2021)
- [FCA CF] Client dealing (since 5 Oct 2020)
- [FCA CF] Material risk taker (5 Oct 2020 to 25 Nov 2021)
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Bernard William Fairman
IRN BWF01007
- CF30 Customer (1 Nov 2007 to 31 Mar 2012)
- CF4 Partner (1 Dec 2001 to 31 Mar 2012)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
- CF10 Compliance Oversight (1 Dec 2001 to 31 Mar 2012)
- CF11 Money Laundering Reporting (1 Dec 2001 to 31 Mar 2012)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
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Bethany Jennifer Robina Rose
IRN BJR01073
- [FCA CF] Manager of certification employee (since 26 Jul 2024)
- [FCA CF] Material risk taker (since 5 Oct 2020)
- [FCA CF] Client dealing (since 5 Oct 2020)
- CF30 Customer (8 Jun 2011 to 8 Dec 2019)
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Bo Ya Lu
IRN BXL00243
- [FCA CF] Client dealing (since 28 Nov 2024)
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Carlos Martin Miramon
IRN CXM01149
- [FCA CF] Client dealing (18 Oct 2024 to 13 Dec 2024)
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Carlos Rey
IRN CXR00184
- [FCA CF] Manager of certification employee (23 Nov 2021 to 13 Dec 2024)
- [FCA CF] Client dealing (5 Oct 2020 to 13 Dec 2024)
- [FCA CF] Significant management (5 Oct 2020 to 13 Dec 2024)
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Carly Louise Bourne
IRN CLB01154
- [FCA CF] Client dealing (5 Oct 2020 to 5 Dec 2023)
- [FCA CF] Material risk taker (5 Oct 2020 to 5 Dec 2023)
- CF4 Partner (13 Jun 2018 to 9 Dec 2019)
- CF30 Customer (13 Jun 2018 to 8 Dec 2019)
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Carolyn Wall
IRN CXW00584
- [FCA CF] Client dealing (since 1 Aug 2023)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Foresight Group Promoter LLP
FRN 806061 · Appointed 9 Apr 2018
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Fortescue UK Investment Management Limited
FRN 761362 · Appointed 17 Oct 2016
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Jenson Funding Partners LLP (no longer appointed)
FRN 586571 · Appointed 17 Aug 2012 · Until 8 Apr 2019
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Elender Advisors Limited (no longer appointed)
FRN 525782 · Appointed 11 Jun 2010 · Until 21 Jan 2013
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.