Date authorised
1 April 2013
Companies House
OC300878
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Shard
    32 London Bridge Street
    London
    Southwark
    SE1 9SG
    UNITED KINGDOM
    Phone
    +4402036678100
  • Complaints Contact

    Foresight Group
    The Shard
    32 London Bridge Street
    London
    Southwark
    SE1 9SG
    UNITED KINGDOM
    Phone
    +4402036678100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Holds Your Assets

    For Professional, Retail (Investment), Debenture, Government and public security, Share, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Benjamin Griffiths

    IRN BXG00080

    • [FCA CF] Client dealing (5 Oct 2020 to 6 Sep 2021)
  • Benjamin Thomas Field

    IRN BTF01009

    • [FCA CF] Manager of certification employee (since 10 Nov 2021)
    • [FCA CF] Client dealing (since 5 Oct 2020)
  • Bernard Sporton

    IRN BXS00169

    • [FCA CF] Manager of certification employee (since 2 Dec 2021)
    • [FCA CF] Client dealing (since 5 Oct 2020)
    • [FCA CF] Material risk taker (5 Oct 2020 to 25 Nov 2021)
  • Bernard William Fairman

    IRN BWF01007

    • CF30 Customer (1 Nov 2007 to 31 Mar 2012)
    • CF4 Partner (1 Dec 2001 to 31 Mar 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 31 Mar 2012)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 31 Mar 2012)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • Bethany Jennifer Robina Rose

    IRN BJR01073

    • [FCA CF] Manager of certification employee (since 26 Jul 2024)
    • [FCA CF] Material risk taker (since 5 Oct 2020)
    • [FCA CF] Client dealing (since 5 Oct 2020)
    • CF30 Customer (8 Jun 2011 to 8 Dec 2019)
  • Bo Ya Lu

    IRN BXL00243

    • [FCA CF] Client dealing (since 28 Nov 2024)
  • Carlos Martin Miramon

    IRN CXM01149

    • [FCA CF] Client dealing (18 Oct 2024 to 13 Dec 2024)
  • Carlos Rey

    IRN CXR00184

    • [FCA CF] Manager of certification employee (23 Nov 2021 to 13 Dec 2024)
    • [FCA CF] Client dealing (5 Oct 2020 to 13 Dec 2024)
    • [FCA CF] Significant management (5 Oct 2020 to 13 Dec 2024)
  • Carly Louise Bourne

    IRN CLB01154

    • [FCA CF] Client dealing (5 Oct 2020 to 5 Dec 2023)
    • [FCA CF] Material risk taker (5 Oct 2020 to 5 Dec 2023)
    • CF4 Partner (13 Jun 2018 to 9 Dec 2019)
    • CF30 Customer (13 Jun 2018 to 8 Dec 2019)
  • Carolyn Wall

    IRN CXW00584

    • [FCA CF] Client dealing (since 1 Aug 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.