Date authorised
1 April 2013
Companies House
OC300878
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Shard
    32 London Bridge Street
    London
    Southwark
    SE1 9SG
    UNITED KINGDOM
    Phone
    +4402036678100
  • Complaints Contact

    Foresight Group
    The Shard
    32 London Bridge Street
    London
    Southwark
    SE1 9SG
    UNITED KINGDOM
    Phone
    +4402036678100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Holds Your Assets

    For Professional, Retail (Investment), Debenture, Government and public security, Share, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Franco Imperial

    IRN FXI00023

    • [FCA CF] Client dealing (1 Aug 2023 to 13 Dec 2024)
  • Freddie Wilson

    IRN FXW00089

    • [FCA CF] Client dealing (1 Aug 2023 to 16 Aug 2024)
  • Fuad Yusibov

    IRN FXY00012

    • [FCA CF] Client dealing (since 8 Dec 2021)
  • Gabriele Mallarini

    IRN GXM00254

    • [FCA CF] Client dealing (5 Oct 2020 to 11 Mar 2022)
  • Gary Fraser

    IRN GXF01186

    • [FCA CF] Material risk taker (since 5 Oct 2020)
    • [FCA CF] Client dealing (since 5 Oct 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Jan 2026)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Jan 2026)
    • CF4 Partner (13 Apr 2012 to 8 Dec 2019)
    • CF10a CASS Oversight function (31 Jan 2012 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF13 Finance (22 Dec 2004 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (22 Dec 2004 to 8 Dec 2019)
    • CF10 Compliance Oversight (22 Dec 2004 to 8 Dec 2019)
  • Georgie Newton

    IRN GXN00125

    • [FCA CF] Client dealing (since 28 Nov 2024)
  • Geraint McGrath

    IRN GXM00633

    • [FCA CF] Client dealing (5 Feb 2024 to 10 Apr 2025)
  • Gianmarco Del Bono

    IRN GXD00325

    • [FCA CF] Client dealing (19 Jun 2023 to 6 Oct 2023)
  • Gideon Shmuel

    IRN GXS00712

    • [FCA CF] Client dealing (since 14 Aug 2024)
  • Giles Opie

    IRN GXO00081

    • [FCA CF] Client dealing (since 5 Oct 2022)
    • [FCA CF] Significant management (since 5 Oct 2022)
    • [FCA CF] Material risk taker (since 5 Oct 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.