Folgate Underwriting Agency Ltd

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Stewart James Croker
IRN SJC01442
- CF1 Director (AR) (1 Dec 2022 to 12 Oct 2023)
Zoe Spicer
IRN ZXS01177
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Oct 2021)
- SMF3 Executive Director (9 Dec 2019 to 31 Oct 2021)
- CF1 Director (22 May 2018 to 8 Dec 2019)
- CF11 Money Laundering Reporting (22 May 2018 to 8 Dec 2019)
- CF28 Systems and controls (22 May 2018 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

The Mortgage Corner (Cheshire) Ltd (no longer appointed)
FRN 192642 · Appointed 18 Jun 2008 · Until 15 Jun 2010
Commercial and Bridging Limited (no longer appointed)
FRN 484913 · Appointed 18 Jun 2008 · Until 3 Dec 2015
Oakleaf Finance Ltd (no longer appointed)
FRN 411149 · Appointed 18 Jun 2008 · Until 7 Mar 2013
CPS Financial Solutions Ltd (no longer appointed)
FRN 442763 · Appointed 18 Jun 2008 · Until 7 Mar 2013
Routes Mortgage Services (no longer appointed)
FRN 441779 · Appointed 12 Jun 2008 · Until 15 Apr 2011
Capital Fortune Rockhopper Ltd (no longer appointed)
FRN 439474 · Appointed 5 Jun 2008 · Until 3 Dec 2009
Bridget Glendinning (no longer appointed)
FRN 483852 · Appointed 28 May 2008 · Until 30 Mar 2009
Commercial Insurance Compliance Ltd (no longer appointed)
FRN 483853 · Appointed 28 May 2008 · Until 19 Mar 2009
Mortgage Management (no longer appointed)
FRN 431861 · Appointed 28 May 2008 · Until 4 Aug 2008
The Sirajul Haque Partnership (no longer appointed)
FRN 201668 · Appointed 28 May 2008 · Until 21 Feb 2011

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.