Folgate Underwriting Agency Ltd

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Stewart James Croker
IRN SJC01442
- CF1 Director (AR) (1 Dec 2022 to 12 Oct 2023)
Zoe Spicer
IRN ZXS01177
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Oct 2021)
- SMF3 Executive Director (9 Dec 2019 to 31 Oct 2021)
- CF1 Director (22 May 2018 to 8 Dec 2019)
- CF11 Money Laundering Reporting (22 May 2018 to 8 Dec 2019)
- CF28 Systems and controls (22 May 2018 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Peter Merlin Parish (no longer appointed)
FRN 216049 · Appointed 21 Aug 2008 · Until 1 Feb 2010
Hoath Independent Financial Planning (no longer appointed)
FRN 182919 · Appointed 21 Aug 2008 · Until 5 Feb 2010
PFB Solutions Ltd (no longer appointed)
FRN 470207 · Appointed 21 Aug 2008 · Until 24 Feb 2012
DB Network Ltd (no longer appointed)
FRN 404705 · Appointed 21 Aug 2008 · Until 22 Feb 2010
Richard Deenmahamad (no longer appointed)
FRN 412364 · Appointed 13 Aug 2008 · Until 4 Nov 2009
Sean Curran (no longer appointed)
FRN 412766 · Appointed 13 Aug 2008 · Until 23 Feb 2010
Ross Kingston (no longer appointed)
FRN 423988 · Appointed 8 Aug 2008 · Until 12 May 2017
Hampstead Private Finance Ltd (no longer appointed)
FRN 472370 · Appointed 6 Aug 2008 · Until 3 Dec 2009
M60 Mortgages Limited (no longer appointed)
FRN 408800 · Appointed 6 Aug 2008 · Until 28 Jul 2011
The Mortgage Co-operative (no longer appointed)
FRN 477121 · Appointed 31 Jul 2008 · Until 7 Mar 2013

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.