Folgate Underwriting Agency Ltd

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Stewart James Croker
IRN SJC01442
- CF1 Director (AR) (1 Dec 2022 to 12 Oct 2023)
Zoe Spicer
IRN ZXS01177
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Oct 2021)
- SMF3 Executive Director (9 Dec 2019 to 31 Oct 2021)
- CF1 Director (22 May 2018 to 8 Dec 2019)
- CF11 Money Laundering Reporting (22 May 2018 to 8 Dec 2019)
- CF28 Systems and controls (22 May 2018 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Sonali Group (no longer appointed)
FRN 499737 · Appointed 21 Apr 2009 · Until 8 Jan 2014
Discount Mortgages Ltd (no longer appointed)
FRN 497771 · Appointed 31 Mar 2009 · Until 17 Oct 2011
D.P. Mortgages (no longer appointed)
FRN 439363 · Appointed 20 Mar 2009 · Until 22 Jul 2010
Alba Funding Solutions Ltd (no longer appointed)
FRN 486240 · Appointed 16 Feb 2009 · Until 8 Apr 2010
T.Kingswood Mortgage Services Ltd (no longer appointed)
FRN 465906 · Appointed 12 Nov 2008 · Until 17 Oct 2011
Riversdale Mortgage Services Ltd (no longer appointed)
FRN 489564 · Appointed 21 Oct 2008 · Until 26 Apr 2010
Quintessential Finance (no longer appointed)
FRN 489318 · Appointed 24 Sep 2008 · Until 15 Mar 2010
Commercial First Buildings Insurance Services Ltd (no longer appointed)
FRN 470275 · Appointed 23 Sep 2008 · Until 13 Sep 2016
Life Financial Solutions (no longer appointed)
FRN 485121 · Appointed 9 Sep 2008 · Until 11 Aug 2011
Double Quick Mortgages Ltd (no longer appointed)
FRN 405937 · Appointed 8 Sep 2008 · Until 5 May 2017

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.