Folgate Underwriting Agency Ltd

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Stewart James Croker
IRN SJC01442
- CF1 Director (AR) (1 Dec 2022 to 12 Oct 2023)
Zoe Spicer
IRN ZXS01177
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Oct 2021)
- SMF3 Executive Director (9 Dec 2019 to 31 Oct 2021)
- CF1 Director (22 May 2018 to 8 Dec 2019)
- CF11 Money Laundering Reporting (22 May 2018 to 8 Dec 2019)
- CF28 Systems and controls (22 May 2018 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Oak Property Associates (no longer appointed)
FRN 523999 · Appointed 14 May 2010 · Until 14 Jan 2021
Smart Commercial Finance Ltd (no longer appointed)
FRN 513291 · Appointed 15 Apr 2010 · Until 29 Mar 2012
BLCO Ltd (no longer appointed)
FRN 518679 · Appointed 26 Feb 2010 · Until 8 Jan 2014
Bluebaring Recruitment Ltd (no longer appointed)
FRN 517772 · Appointed 11 Feb 2010 · Until 14 Jan 2021
Angus Accountancy Services (no longer appointed)
FRN 511919 · Appointed 6 Nov 2009 · Until 14 Jan 2021
Unicorn Corporate Ltd (no longer appointed)
FRN 511511 · Appointed 30 Oct 2009 · Until 8 Jan 2014
Apex Financial Solutions Ltd (no longer appointed)
FRN 505737 · Appointed 25 Aug 2009 · Until 8 Jan 2014
Economic Financial Solutions (no longer appointed)
FRN 488624 · Appointed 25 Jun 2009 · Until 30 Sep 2010
Gordon Chalmers (no longer appointed)
FRN 502429 · Appointed 16 Jun 2009 · Until 30 Sep 2010
David James Beavis (no longer appointed)
FRN 501456 · Appointed 21 May 2009 · Until 14 Jan 2021

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.