Date authorised
23 March 2018
Companies House
07677978
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    9-13 St Andrew Street
    6th Floor
    London
    EC4A 3AF
    UNITED KINGDOM
    Phone
    +442073973521
  • Complaints Contact

    1-3 Worship Street
    London
    EC2A 2AB
    UNITED KINGDOM
    Phone
    +442073973521

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet)

  • Trades With You Directly

    For Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet)

    Show 1 limitation
    • · Unable to hold financial instruments for own account unless it meets the 'matched principal exemption conditions' in the FSA's Glossary of defined expressions used in the FSA's Handbook
  • Investment Setup

    For Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet)

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Pooja Sahu

    IRN PXS02892

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 20 Jan 2023)
    • CF11 Money Laundering Reporting (23 Mar 2018 to 8 Dec 2019)
  • Richard de Meo

    IRN RXD01443

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (AR) (22 Jul 2022 to 17 Jul 2025)
    • CF30 Customer (22 Jul 2022 to 17 Jul 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 2 Jan 2025)
    • CF1 Director (23 Mar 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (23 Mar 2018 to 8 Dec 2019)
  • Steve Farrell

    IRN SHF01017

    • CF30 Customer (28 Oct 2024 to 17 Jul 2025)
    • [FCA CF] Client dealing (8 Oct 2024 to 31 Oct 2025)
  • Thomas Benjamin Ricketts

    IRN TXR00324

    • [FCA CF] Client dealing (since 11 Nov 2025)
  • Thomas Spencer

    IRN TXS04100

    • [FCA CF] Client dealing (since 25 Feb 2025)
    • CF30 Customer (6 Mar 2025 to 17 Jul 2025)
  • Timothy Mulligan

    IRN TXM00666

    • [FCA CF] Client dealing (since 20 Jun 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • ATTARA LIMITED (no longer appointed)

    FRN 975124 · Appointed 4 May 2022 · Until 17 Jul 2025

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.