Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (22 Jul 2022 to 17 Jul 2025)
    • CF1 Director (AR) (22 Jul 2022 to 17 Jul 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 2 Jan 2025)
    • CF10 Compliance Oversight (23 Mar 2018 to 8 Dec 2019)
    • CF1 Director (23 Mar 2018 to 8 Dec 2019)
  • ATTARA LIMITED (no longer approved here)

    FRN 975124

    • (9)Employed By (22 Jul 2022 to 17 Jul 2025)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (1 Nov 2007 to 10 Dec 2007)
    • CF22 Investment Adviser (Trainee) (23 Apr 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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