FNZ (UK) Ltd

• Principal Place of Business

  F N Z (UK) Ltd

  1 Tanfield

  Edinburgh

  Edinburgh, City Of

  EH3 5DA

  UNITED KINGDOM

  Phone

  +443033333330

  Web

  https://www.fnz.com

• Complaints Contact

  F N Z (UK) Ltd

  1 Tanfield

  Edinburgh

  Edinburgh, City Of

  EH3 5DA

  UNITED KINGDOM

  Phone

  +443033333330

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Leonard Michael Sinclair

  IRN LMS01118

  • SMF10 Chair of the Risk Committee (since 10 Feb 2026)
  • SMF7 Group Entity Senior Manager (4 Dec 2020 to 12 Aug 2022)
  • SMF4 Chief Risk (4 Dec 2020 to 29 Jul 2021)
• Linda Janette Silcock

  IRN LXS06985

  • SMF24 Chief Operations (9 Dec 2019 to 27 Jan 2020)
  • CF29 Significant management (20 Dec 2018 to 8 Dec 2019)
• Lindsay Kian Fat Yue Ting Shing

  IRN LXY24707

  • SMF5 Head of Internal Audit (since 5 Jun 2020)
• Lisa Maher

  IRN LXM78576

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 16. Safeguarding and administering investments or holding client money
  • [FCA CF] Functions requiring qualifications (since 21 Jul 2021)
  • [FCA CF] Material risk taker (21 Jul 2021 to 23 Dec 2021)
• Lisa Sainsbury

  IRN LXS01163

  • [FCA CF] Manager of certification employee (since 21 Jul 2021)
  • [FCA CF] Material risk taker (21 Jul 2021 to 13 Jan 2022)
• Lorraine McFarlane

  IRN LXM19733

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 8 Aug 2025)
  • CF11 Money Laundering Reporting (30 Oct 2019 to 8 Dec 2019)
• Louis Petherick

  IRN LXP01287

  • SMF4 Chief Risk (25 Feb 2022 to 25 Aug 2023)
  • [FCA CF] Manager of certification employee (28 Oct 2021 to 25 Feb 2022)
  • [FCA CF] Material risk taker (20 Sep 2021 to 25 Feb 2022)
• Luca Oglina

  IRN LXO00039

  • [FCA CF] Manager of certification employee (2 Jul 2021 to 28 Oct 2021)
  • [FCA CF] Material risk taker (30 Oct 2020 to 10 Dec 2021)
• Maarten Rosenberg

  IRN MXR00753

  • [FCA CF] Material risk taker (29 Jun 2023 to 28 Sep 2023)
• Marcus Emery

  IRN MXE00088

  • [FCA CF] Material risk taker (13 Nov 2020 to 9 Jun 2022)

• FNZ TA Services Limited (no longer appointed)

  FRN 695505 · Appointed 15 May 2015 · Until 10 Jun 2022 · Tied agent

No changes recorded yet.