FMR Investment Management (UK) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
F M R Investment Management UKInvestment Management Uk25 Cannon StreetLondonCity Of LondonEC4M 5SBUNITED KINGDOM- Phone
- +4402071843500
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Complaints Contact
F M R Investment Management UKInvestment Management Uk25 Cannon StreetLondonCity Of LondonEC4M 5SBUNITED KINGDOM- Phone
- +4402071843500
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Commercial, Professional
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Investment Advice (no pensions)
For Commercial, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Commercial, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Commercial, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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KE ALLYSON JIE JUN
IRN KXA01475
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (25 Mar 2016 to 8 Dec 2019)
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Kan Man Wong
IRN KXW00410
- [FCA CF] Client dealing (6 Jun 2024 to 9 Aug 2024)
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Karoline Rosenberg
IRN KXE01091
- SMF1 Chief Executive (since 7 Aug 2024)
- SMF3 Executive Director (since 7 Aug 2024)
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Katharine Jane O'Donovan
IRN KJO01025
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (28 Apr 2008 to 8 Dec 2019)
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Katie Smith
IRN KXS00145
- [FCA CF] Client dealing (since 4 Jan 2021)
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Kevin Charles Uebelein
IRN KCU01001
- CF3 Chief Executive (18 Nov 2011 to 12 Apr 2012)
- CF1 Director (24 Feb 2010 to 12 Apr 2012)
- CF30 Customer (24 Feb 2010 to 12 Apr 2012)
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Konstantin Petrov
IRN CXP01437
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (2 Jun 2014 to 8 Dec 2019)
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Kyle Johnson
IRN KXJ01342
- SMF3 Executive Director (since 11 Dec 2023)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (2 May 2016 to 8 Dec 2019)
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Lawrence Joseph Brindisi
IRN LJB01135
- CF1 Director (26 May 2015 to 31 Dec 2015)
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Lisa Margaret Easterbrook
IRN LMM01088
- [FCA CF] Client dealing (since 27 Oct 2021)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.