Karoline Rosenberg

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

FMR Investment Management (UK) Limited
FRN 476031
- SMF1 Chief Executive (since 7 Aug 2024)
- SMF3 Executive Director (since 7 Aug 2024)
FIL Investments International (no longer approved here)
FRN 122170
- [FCA CF] Client dealing (9 Dec 2019 to 26 May 2024)
- CF30 Customer (5 Mar 2008 to 8 Dec 2019)
FIL Investment Advisors (UK) Limited (no longer approved here)
FRN 159360
- [FCA CF] Client dealing (9 Dec 2019 to 26 May 2024)
- CF30 Customer (5 Mar 2008 to 30 Jan 2009)
FIL Investment Services (UK) Limited (no longer approved here)
FRN 121939
- CF30 Customer (27 Nov 2013 to 23 Oct 2017)
FIL Pensions Management (no longer approved here)
FRN 144345
- CF30 Customer (27 Nov 2013 to 15 Mar 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.