FMR Investment Management (UK) Limited

Date authorised
1 April 2013
Companies House
05942395
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    F M R Investment Management UK
    Investment Management Uk
    25 Cannon Street
    London
    City Of London
    EC4M 5SB
    UNITED KINGDOM
    Phone
    +4402071843500
    Web
    https://institutional.fidelity.com/app/item/RD.html

  • Complaints Contact

    F M R Investment Management UK
    Investment Management Uk
    25 Cannon Street
    London
    City Of London
    EC4M 5SB
    UNITED KINGDOM
    Phone
    +4402071843500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional

  • Investment Advice (no pensions)

    For Commercial, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Commercial, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jamie Pagliocco

    IRN JXP02499

    • SMF3 Executive Director (9 Dec 2019 to 3 Mar 2020)
    • CF1 Director (18 Apr 2018 to 8 Dec 2019)
    • CF29 Significant management (24 Jun 2016 to 29 May 2019)
  • Jean-Philippe Provost

    IRN JXP00677

    • SMF3 Executive Director (since 14 Mar 2023)
    • [FCA CF] Client dealing (since 12 Sep 2022)
  • Jeffrey Mitchell

    IRN JXM17213

    • SMF3 Executive Director (9 Dec 2019 to 2 Mar 2020)
    • CF1 Director (25 Sep 2019 to 8 Dec 2019)
  • Jeffrey Paul Lagarce

    IRN JPL01121

    • CF3 Chief Executive (22 Jan 2015 to 26 May 2015)
    • CF1 Director (22 Jan 2015 to 1 Feb 2016)
  • Jeriel Rivera

    IRN JXR01813

    • CF30 Customer (28 Apr 2015 to 8 Dec 2019)
  • Joe Guy

    IRN JXG00225

    • [FCA CF] Client dealing (since 3 Feb 2025)
  • John Brendan McHale

    IRN JBM01104

    • CF30 Customer (28 Apr 2015 to 24 Aug 2018)
  • Jonathan Andrew Knight Cummins

    IRN JAC01206

    • CF30 Customer (17 Mar 2008 to 8 Dec 2019)
  • Joseph Frank De Santis JR

    IRN JFD01075

    • SMF3 Executive Director (9 Dec 2019 to 2 Mar 2020)
    • CF1 Director (17 Apr 2018 to 8 Dec 2019)
    • CF29 Significant management (6 Oct 2016 to 29 May 2019)
    • CF30 Customer (6 Oct 2016 to 8 Dec 2019)
  • Joseph Hartley Morgart

    IRN JHM01111

    • CF30 Customer (4 Nov 2008 to 31 Oct 2013)
Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.