Fiveways Financial Planning Limited

Date authorised
12 May 2014
Companies House
07879034
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    504 Park Way
    Worle
    Weston-super-Mare
    Avon
    BS22 6WA
    UNITED KINGDOM
    Phone
    +4401934511511
    Web
    https://www.fivewaysfp.co.uk

  • Complaints Contact

    504 Park Way
    Worle
    Weston-super-Mare
    Avon
    BS22 6WA
    UNITED KINGDOM
    Phone
    +4401934511511

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling with no debt management activity
    • · This permission is limited to debt counselling which is provided in connection with investment advice

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen John Poland

    IRN SJP00021

    • Director of firm who is not a certification employee or a SMF manager (1 Apr 2023 to 1 Apr 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Apr 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Apr 2023)
    • SMF3 Executive Director (9 Dec 2019 to 1 Apr 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Apr 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Apr 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Apr 2023)
    • CF11 Money Laundering Reporting (12 May 2014 to 8 Dec 2019)
    • CF30 Customer (12 May 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (12 May 2014 to 8 Dec 2019)
    • Responsible for Insurance Mediation (12 May 2014 to 30 Sep 2018)
    • CF1 Director (12 May 2014 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.