Date authorised
27 January 2015
Companies House
OC389722
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    201 Bishopsgate
    7th Floor
    London
    EC2M 3AB
    UNITED KINGDOM
    Phone
    +442039983619
  • Complaints Contact

    201 Bishopsgate
    7th Floor
    London
    EC2M 3AB
    UNITED KINGDOM
    Phone
    +442039983619

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Carbon Auction Bidding

    For Eligible Counterparty, Emissions Auction Product

  • Trades With You Directly

    For Eligible Counterparty, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Five Rings Investment LLP

    IRN XXF01092

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (27 Jan 2015 to 8 Dec 2019)
  • . Five Rings LLP

    IRN XXF01093

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (27 Jan 2015 to 8 Dec 2019)
  • Andrei Ghigheci

    IRN AXG00764

    • [FCA CF] Proprietary trader (22 Jun 2023 to 7 Nov 2024)
  • Andrew G Huang

    IRN AXH00498

    • [FCA CF] Proprietary trader (6 May 2021 to 10 Mar 2023)
  • Andrew Robert Jeanguenat

    IRN ARJ01080

    • CF29 Significant management (14 Oct 2015 to 3 Jul 2018)
  • Andrew Rogozinski

    IRN AXR00745

    • [FCA CF] Proprietary trader (7 Apr 2023 to 3 Feb 2025)
  • Andrew Sam McFarthing

    IRN AXM01130

    • [FCA CF] Proprietary trader (since 18 Jul 2023)
  • Cameron Orr

    IRN CXO00251

    • [FCA CF] Material risk taker (since 3 Mar 2025)
    • [FCA CF] Proprietary trader (since 3 Mar 2025)
  • Danielle Abena-Ina Findley

    IRN DAF01115

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Sep 2021)
    • SMF16 Compliance Oversight (since 25 Sep 2021)
  • Edward Hu

    IRN EXH00394

    • [FCA CF] Proprietary trader (since 3 Mar 2025)
    • [FCA CF] Material risk taker (since 3 Mar 2025)

Recent activity

Updates to this firm's record on the FCA register.

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