Date authorised
27 January 2015
Companies House
OC389722
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    201 Bishopsgate
    7th Floor
    London
    EC2M 3AB
    UNITED KINGDOM
    Phone
    +442039983619
  • Complaints Contact

    201 Bishopsgate
    7th Floor
    London
    EC2M 3AB
    UNITED KINGDOM
    Phone
    +442039983619

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Carbon Auction Bidding

    For Eligible Counterparty, Emissions Auction Product

  • Trades With You Directly

    For Eligible Counterparty, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Henry Reid

    IRN HXR01344

    • CF11 Money Laundering Reporting (8 Jul 2016 to 2 Feb 2017)
    • CF10 Compliance Oversight (8 Jul 2016 to 2 Feb 2017)
  • Ivan Zufic

    IRN IXZ00018

    • [FCA CF] Proprietary trader (since 22 Jun 2023)
  • Jason Ke

    IRN JXK00808

    • [FCA CF] Material risk taker (since 3 Mar 2025)
    • [FCA CF] Proprietary trader (since 3 Mar 2025)
  • Leszek Soldan

    IRN LXS00384

    • [FCA CF] Proprietary trader (since 6 May 2022)
  • Lukasz Pluta

    IRN LXP00479

    • [FCA CF] Proprietary trader (since 1 Aug 2025)
    • [FCA CF] Material risk taker (since 1 Aug 2025)
  • Ming Yang

    IRN MXY00093

    • [FCA CF] Proprietary trader (since 7 Apr 2023)
  • Nicole Taylor Keating

    IRN NXK00110

    • [FCA CF] Proprietary trader (6 May 2021 to 15 Jan 2024)
  • Ran Wu

    IRN RXW01804

    • CF4 Partner (4 Jul 2016 to 5 Nov 2018)
    • CF29 Significant management (5 Aug 2015 to 8 Dec 2019)
  • Richard Charles McGill Wilson

    IRN RCW01088

    • CF11 Money Laundering Reporting (27 Jan 2015 to 11 Jul 2016)
    • CF30 Customer (27 Jan 2015 to 21 Jan 2016)
    • CF4 Partner (27 Jan 2015 to 15 Jul 2016)
    • CF10 Compliance Oversight (27 Jan 2015 to 11 Jul 2016)
  • Shengwei Lu

    IRN SXL00616

    • [FCA CF] Proprietary trader (since 22 Jun 2023)

Recent activity

Updates to this firm's record on the FCA register.

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